0001225208-18-012877.txt : 20180823 0001225208-18-012877.hdr.sgml : 20180823 20180823163033 ACCESSION NUMBER: 0001225208-18-012877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180821 FILED AS OF DATE: 20180823 DATE AS OF CHANGE: 20180823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sznewajs John G CENTRAL INDEX KEY: 0001333724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05794 FILM NUMBER: 181035071 MAIL ADDRESS: STREET 1: 17450 COLLEGE PARKWAY CITY: LIVONIA STATE: MI ZIP: 48152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASCO CORP /DE/ CENTRAL INDEX KEY: 0000062996 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 381794485 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17450 COLLEGE PARKWAY CITY: LIVONIA STATE: MI ZIP: 48152 BUSINESS PHONE: 3132747400 MAIL ADDRESS: STREET 1: 17450 COLLEGE PARKWAY CITY: LIVONIA STATE: MI ZIP: 48152 FORMER COMPANY: FORMER CONFORMED NAME: MASCO SCREW PRODUCTS CO DATE OF NAME CHANGE: 19731025 4 1 doc4.xml X0306 4 2018-08-21 0000062996 MASCO CORP /DE/ MAS 0001333724 Sznewajs John G 17450 COLLEGE PARKWAY LIVONIA MI 48152 1 VP and CFO Common Stock 2018-08-21 4 M 0 9518.0000 7.0461 A 237578.0000 D Common Stock 2018-08-21 4 S 0 9518.0000 39.3596 D 228060.0000 D Common Stock 2018-08-22 4 M 0 85579.0000 7.0461 A 313639.0000 D Common Stock 2018-08-22 4 M 0 1772.0000 7.0461 A 315411.0000 D Common Stock 2018-08-22 4 S 0 87351.0000 38.9022 D 228060.0000 D Employee Stock Option 7.0461 2018-08-21 4 M 0 9518.0000 D 2019-02-09 Common Stock 9518.0000 87351.0000 D Employee Stock Option 7.0461 2018-08-22 4 M 0 1772.0000 D 2019-02-09 Common Stock 1772.0000 85579.0000 D Employee Stock Option 7.0461 2018-08-22 4 M 0 85579.0000 D 2019-02-09 Common Stock 85579.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $$39.350 to $39.375, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.780 to $39.305, inclusive. In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. This option became exercisable in five equal annual installments commencing February 9, 2010. Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. Yvette M. VanRiper by Power of Attorney 2018-08-23