-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q6ayN5U9uV7SOkQ5XonAHfUbihaEOiWtcvW2upd2SmdhlPhQ5315nivydujt1A4a vwxFQh8rtulXvqo4diPinw== 0000950124-02-002471.txt : 20020731 0000950124-02-002471.hdr.sgml : 20020731 20020731143521 ACCESSION NUMBER: 0000950124-02-002471 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020730 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASCO CORP /DE/ CENTRAL INDEX KEY: 0000062996 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 381794485 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05794 FILM NUMBER: 02715931 BUSINESS ADDRESS: STREET 1: 21001 VAN BORN RD CITY: TAYLOR STATE: MI ZIP: 48180 BUSINESS PHONE: 3132747400 MAIL ADDRESS: STREET 1: 21001 VAN BORN ROAD CITY: TAYLOR STATE: MI ZIP: 48180 FORMER COMPANY: FORMER CONFORMED NAME: MASCO SCREW PRODUCTS CO DATE OF NAME CHANGE: 19731025 8-K 1 k70872e8vk.txt CURRENT REPORT DATED JULY 30, 2002 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) JULY 30, 2002 -------------------------------- MASCO CORPORATION (Exact name of Registrant as Specified in Charter) DELAWARE 1-5794 38-1794485 -------- ------ ---------- (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 21001 VAN BORN ROAD, TAYLOR, MICHIGAN 48180 - ---------------------------------------- ----- (Address of Principal Executive Offices) (Zip Code) (313) 274-7400 -------------- Registrant's telephone number, including area code ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (c) Exhibits 99.a Statement Under Oath of Principal Executive Officer. 99.b Statement Under Oath of Principal Financial Officer ITEM 9. REGULATION FD DISCLOSURE. Pursuant to Order No. 4-460, the Principal Executive Officer and the Principal Financial Officer each signed a sworn statement regarding facts and circumstances relating to filings under the Securities Exchange Act of 1934. Copies of these statements are filed as Exhibits 99.a and 99.b. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. MASCO CORPORATION By:/s/Timothy Wadhams ------------------------------------ Name: Timothy Wadhams Title: Vice President and Chief Financial Officer July 31, 2002 EXHIBIT INDEX 99.a Statement Under Oath of Principal Executive Officer 99.b Statement Under Oath of Principal Financial Officer EX-99.A 3 k70872exv99wa.txt STMNT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER EXHIBIT 99.a STATEMENT UNDER OATH OF THE PRINCIPAL EXECUTIVE OFFICER OF MASCO CORPORATION REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Richard A. Manoogian, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Masco Corporation, and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with Masco Corporation's audit committee; (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K dated March 28, 2002 for the fiscal year ended December 31, 2001; - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Masco Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/Richard A. Manoogian Subscribed and sworn to - ------------------------ before me this 30th day of Richard A. Manoogian July 2002. Dated: July 30, 2002 /s/Terry L. Przybylo --------------------------- Notary Public My Commission Expires: August 2, 2003 --------------------------- EX-99.B 4 k70872exv99wb.txt STMNT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER EXHIBIT 99.b STATEMENT UNDER OATH OF THE PRINCIPAL FINANCIAL OFFICER OF MASCO CORPORATION REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Timothy Wadhams, state and attest that: (2) To the best of my knowledge, based upon a review of the covered reports of Masco Corporation, and, except as corrected or supplemented in a subsequent covered report: - no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (4) I have reviewed the contents of this statement with Masco Corporation's audit committee; (5) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K dated March 28, 2002 for the fiscal year ended December 31, 2001; - all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Masco Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and - any amendments to any of the foregoing. /s/Timothy Wadhams Subscribed and sworn to - ----------------------- before me this 30th day of Timothy Wadhams July 2002. Dated: July 30, 2002 /s/Terry L. Przybylo --------------------------- Notary Public My Commission Expires: August 2, 2003 --------------------------- -----END PRIVACY-ENHANCED MESSAGE-----