0000892712-11-000570.txt : 20110707
0000892712-11-000570.hdr.sgml : 20110707
20110707134302
ACCESSION NUMBER: 0000892712-11-000570
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110705
FILED AS OF DATE: 20110707
DATE AS OF CHANGE: 20110707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARSHALL & ILSLEY CORP/WI/
CENTRAL INDEX KEY: 0000062741
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 390968604
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: OFFICE OF THE GENERAL COUNSEL
STREET 2: 770 NORTH WATER STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4147657801
MAIL ADDRESS:
STREET 1: 770 NORTH WATER ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KUESTER DENNIS J
CENTRAL INDEX KEY: 0001023891
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15403
FILM NUMBER: 11955763
MAIL ADDRESS:
STREET 1: 770 NORTH WATER ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-07-05
1
0000062741
MARSHALL & ILSLEY CORP/WI/
MI
0001023891
KUESTER DENNIS J
770 NORTH WATER STREET
MILWAUKEE
WI
53202
1
0
0
0
Common Stock
2011-07-05
4
D
0
458848
D
0
D
Common Stock
2011-07-05
4
D
0
4184.36
D
0
I
By Directors Deferred Stock Plan
Common Stock
2011-07-05
4
D
0
1115
D
0
I
By IRA
Common Stock
2011-07-05
4
D
0
1135
D
0
I
By Trust
Stock Option (Right to Buy)
23.911
2011-07-05
4
D
0
245527
D
2011-12-20
Common Stock
245527
0
D
Stock Option (Right to Buy)
5.90
2011-07-05
4
D
0
2000
D
2019-04-28
Common Stock
2000
0
D
Stock Option (Right to Buy)
9.08
2011-07-05
4
D
0
2000
D
2020-04-27
Common Stock
2000
0
D
Stock Option (Right to Buy)
21.3665
2011-07-05
4
D
0
270581
D
2012-10-25
Common Stock
270581
0
D
Stock Option (Right to Buy)
22.25
2011-07-05
4
D
0
2000
D
2018-04-22
Common Stock
2000
0
D
Stock Option (Right to Buy)
26.3064
2011-07-05
4
D
0
202936
D
2013-10-27
Common Stock
202936
0
D
Stock Option (Right to Buy)
31.3949
2011-07-05
4
D
0
202936
D
2014-10-27
Common Stock
202936
0
D
Stock Option (Right to Buy)
31.4024
2011-07-05
4
D
0
150323
D
2017-10-19
Common Stock
150323
0
D
Stock Option (Right to Buy)
32.046
2011-07-05
4
D
0
202936
D
2015-10-28
Common Stock
202936
0
D
Stock Option (Right to Buy)
35.975
2011-07-05
4
D
0
182642
D
2016-10-30
Common Stock
182642
0
D
Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO"), pursuant to which, effective July 5, 2011, Marshall & Ilsley Corporation merged with and into a subsidiary of BMO (the "Merger"), in exchange for 57,677 shares of BMO common stock having a market value of $63.15 per share.
Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 525 shares of BMO common stock having a market value of $63.15 per share.
Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 140 shares of BMO common stock having a market value of $63.15 per share.
Disposed of pursuant to merger agreement between issuer and Bank of Montreal ("BMO") in exchange for 142 shares of BMO common stock having a market value of $63.15 per share.
This option which vested on 12/20/2001, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 30,862 shares of BMO common stock for $190.22 per share.
This option which vested on 4/28/2009, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 251 shares of BMO common stock for $46.94 per share.
This option which vested on 4/27/2010, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 251 shares of BMO common stock for $72.24 per share.
This option which vested on 10/25/2002, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 34,012 shares of BMO common stock for $169.98 per share.
This option which vested on 4/22/2008, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 251 shares of BMO common stock for $177.01 per share.
This option which vested on 10/27/2003, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 25,509 shares of BMO common stock for $207.13 per share.
This option which vested on 10/27/2004, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 25,509 shares of BMO common stock for $249.76 per share.
This option which vested on 10/19/2007, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 18,895 shares of BMO common stock for $249.82 per share.
This option which vested on 10/28/2005, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 25,509 shares of BMO common stock for $254.94 per share.
This option which vested on 10/30/2006, the date of grant, was assumed by BMO in the Merger and replaced with an option to purchase 22,958 shares of BMO common stock for $286.20 per share.
On July 5, 2011, Bank of Montreal ("BMO") and Marshall & Ilsley Corporation ("M&I") completed their previously announced transaction whereby M&I was merged (the "Merger") with and into a wholly-owned subsidiary of BMO ("Merger Sub"), with Merger Sub continuing as the surviving entity. Pursuant to the Merger Agreement dated December 17, 2010, as supplemented, by and among BMO, M&I and Merger Sub, in the Merger, each share of M&I common stock outstanding immediately prior to the merger was converted into the right to receive 0.1257 shares of BMO common stock. No fractional shares of BMO common stock will be issued in connection with the Merger, and holders of M&I common stock are entitled to receive cash in lieu thereof.
Jodi Rosenthal (as attorney-in-fact)
2011-07-07