-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LEVJbmVY7n2+8hx9K4HDLAyN/H1G8ZHknvwu0vYRXfTJwwcyh42IVJN9KyHkIVjO 1Y4442ZPvdcOjWVrOGmd5A== 0000062741-07-000238.txt : 20071105 0000062741-07-000238.hdr.sgml : 20071105 20071105161034 ACCESSION NUMBER: 0000062741-07-000238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071101 FILED AS OF DATE: 20071105 DATE AS OF CHANGE: 20071105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL & ILSLEY CORP/WI/ CENTRAL INDEX KEY: 0000062741 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 390968604 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: OFFICE OF THE GENERAL COUNSEL STREET 2: 770 NORTH WATER STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147657801 MAIL ADDRESS: STREET 1: 770 NORTH WATER ST CITY: MILWAUKEE STATE: WI ZIP: 53202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS JOHN L CENTRAL INDEX KEY: 0000918034 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15403 FILM NUMBER: 071214091 BUSINESS ADDRESS: STREET 1: 8888 KEYSTONE CROSSING STREET 2: SUITE 1355 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3175754014 MAIL ADDRESS: STREET 1: 11 SOUTH MERIDIAN ST STREET 2: STE 1313 CITY: INDIANAPOLIS STATE: IN ZIP: 45204 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-11-01 0000062741 MARSHALL & ILSLEY CORP/WI/ MI 0000918034 ROBERTS JOHN L 770 NORTH WATER STREET MILWAUKEE WI 53202 0 1 0 0 Senior Vice President Common Stock 2007-11-01 4 D 0 97240 0 D 0 D Common Stock 2007-11-01 4 D 0 6595.6511 0 D 0 I By Retirement Program Common Stock 2007-11-01 4 D 0 7.0923 0 D 0 I Child Common Stock 2007-11-01 4 D 0 38578.4715 0 D 0 I Deferred Compensation Plan Option 41.96 2007-11-01 4 D 0 33750 D 2017-10-19 Common Stock 33750 0 D Option 48.07 2007-11-01 4 D 0 33750 D 2016-10-30 Common Stock 33750 0 D Stock Option 20.7578 2007-11-01 4 D 0 53000 D 2010-06-30 Common Stock 53000 0 D Stock Option 28.55 2007-11-01 4 D 0 50000 D 2012-10-25 Common Stock 50000 0 D Stock Option 31.95 2007-11-01 4 D 0 46000 D 2011-12-20 Common Stock 46000 0 D Stock Option 34.79 2007-11-01 4 D 0 37500 D 2013-10-27 Common Stock 37500 0 D Stock Option 41.95 2007-11-01 4 D 0 37500 D 2014-10-27 Common Stock 37500 0 D Stock Option 42.82 2007-11-01 4 D 0 37500 D 2016-10-28 Common Stock 37500 0 D Stock Options (Right to buy) 30.75 2007-11-01 4 D 0 18000 D 2009-12-16 Common Stock 18000 0 D Reflects the disposition of shares of the Issuer pursuant to a series of transactions under an Investment Agreement, dated as of April 3, 2007, among the Issuer, certain of its subsidiaries and WPM, L.P. (the "Investment Agreement"). Pursuant to the Investment Agreement, on November 1, 2007, the Issuer merged with one of its subsidiaries to effect the formation of a holding company to hold all of the outstanding stock of the Issuer (the "Holding Company Merger"). In connection with the Holding Company Merger, the shares of common stock, including the shares of restricted stock, of the Issuer were converted into shares of common stock, including shares of restricted stock, of New M&I Corporation ("New Marshall & Ilsley"), which was subsequently renamed Marshall & Ilsley Corporation. Reflects an option to purchase Issuer common stock that was cancelled pursuant to the Holding Company Merger. The option will be replaced with an option to purchase a number of shares of common stock of New Marshall & Ilsley. The number of shares of common stock underlying options held by the reporting person, adn their exercise price, will be adjusted pursuant to the Employee Matters Agreement, dated April 3, 2007, as amended, between Metavante, Metavante Corporation, New Marshall & Ilsley, and the Issuer. This option has been cancelled in its entirety. The vesting schedule with respect to the option to purchase shares of New Marshall & Ilsley granted to replace this option, as described in footnote 2, will be substantially similar to the vesting schedule of this option prior to cancellation. Gina M. McBride 2007-11-05 -----END PRIVACY-ENHANCED MESSAGE-----