****** ***** **** **** ***** * * * * * * * * *** * * * ** ****** ***** * * * * * * * * * ****** ***** **** * * * * U.S. Securities and Exchange Commission EDGAR Electronic Filing System Eastern time : Thursday January 27, 2000 11:06:06 ENTER YOUR EDGAR LOGIN CIK:00000627410000062741 ENTER YOUR EDGAR PASSWORD :(password not shown) ****** ***** **** **** ***** * * * * * * * * *** * * * ** ****** ***** * * * * * * * * * ****** ***** **** * * * * U.S. Securities and Exchange Commission EDGAR Electronic Filing System Eastern time : Thursday January 27, 2000 11:06:06 Last successful login on : Thursday January 06, 2000 04:01:01 Your password expires on : Tuesday November 21, 2000 03:09:09 Invalid logins : 1 Notifications, unless specified otherwise, will be forwarded to your internet address on file EDGAR MAIN MENU --------------- (L)ive Filing (T)est filing (P)assword change (C)IK Confirmation Code change E(X)it ENTER YOUR SELECTION (L/T/P/C/X) => LL ****** ***** **** **** ***** * * * * * * * * *** * * * ** ****** ***** * * * * * * * * * ****** ***** **** * * * * U.S. Securities and Exchange Commission EDGAR Electronic Filing System Eastern time : Thursday January 27, 2000 11:06:06 EDGAR LIVE FILING MENU ---------------------- (K)ERMIT CRC protocol (X)MODEM CRC protocol (R)eturn to main menu ENTER YOUR SELECTION (K/X/R) => XX XMODEM READY TO RECEIVE...START SENDING... ----begin-X-Modem-CRC-file-transmission---- C ----block-1-header---- <0x01><0x01><0xFE> ----block-1-data---- <SUBMISSION> <TYPE>4 <DOCUMENT-COUNT>1 <SROS>NYSE <REPORTING-OWNER> <CIK>0000904665 <CCC>9xib*rdu <RELATIONSHIP>Director </REP ----block-1-CRC---- ~<0x85> ----block-1-response---- <0x06> ----block-2-header---- <0x01><0x02><0xFD> ----block-2-data---- ORTING-OWNER> <SUBJECT-COMPANY> <NAME>Marshall & Ilsley Corporation <CIK>0000062741 <IRS-NUMBER>390968604 </SUBJECT-COMPANY> <PE ----block-2-CRC---- i<0xE2> ----block-2-response---- <0x06> ----block-3-header---- <0x01><0x03><0xFC> ----block-3-data---- RIOD>01/31/2000 <DOCUMENT> <TYPE>4 <TEXT> UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 4 STATEMENT ----block-3-CRC---- <0x91>F ----block-3-response---- <0x06> ----block-4-header---- <0x01><0x04><0xFB> ----block-4-data---- OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. 1. Name and Address of Reporting Pe ----block-4-CRC---- <0x12><0x93> ----block-4-response---- <0x06> ----block-5-header---- <0x01><0x05><0xFA> ----block-5-data---- rson Wright, James O. 770 North Water Street Milwaukee, WI 53202 USA 2. Issuer Name and Ticker or Trading Symbol ----block-5-CRC---- <0xA5>R ----block-5-response---- <0x06> ----block-6-header---- <0x01><0x06><0xF9> ----block-6-data---- Marshall & Ilsley Corporation (MI) 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement ----block-6-CRC---- c<0xBF> ----block-6-response---- <0x06> ----block-7-header---- <0x01><0x07><0xF8> ----block-7-data---- for Month/Year 1/2000 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Ch ----block-7-CRC---- <0x07><0xF8> ----block-7-response---- <0x06> ----block-8-header---- <0x01><0x08><0xF7> ----block-8-data---- eck all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) ----block-8-CRC---- <0xD9>> ----block-8-response---- <0x06> ----block-9-header---- <0x01><0x09><0xF6> ----block-9-data---- 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More ----block-9-CRC---- <0xA6>D ----block-9-response---- <0x06> ----block-10-header---- <0x01> <0xF5> ----block-10-data---- than One Reporting Person <TABLE> TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned <CAPTION> +- ----block-10-CRC---- E<0xEB> ----block-10-response---- <0x06> ----block-11-header---- <0x01><0x0B><0xF4> ----block-11-data---- --------------------------------+----------+-------------+-----------------------------+----------------+-----------+----------- ----block-11-CRC---- <0xF1><0xCD> ----block-11-response---- <0x06> ----block-12-header---- <0x01><0x0C><0xF3> ----block-12-data---- -+ |1. Title of Security |2. Trans- |3. Trans- |4. Securities Acquired (A) |5. Amount of |6. Owner- |7. Nat ----block-12-CRC---- <0x94>E ----block-12-response---- <0x06> ----block-13-header---- <0x01><0xF2> ----block-13-data---- ure | | | action | action | or Disposed of (D) | Securities | ship | ----block-13-CRC---- H<0x11> ----block-13-response---- <0x06> ----block-14-header---- <0x01><0x0E><0xF1> ----block-14-data---- of In- | | | Date | Code | | Beneficially | Form: ----block-14-CRC---- <0xFF><0xA2> ----block-14-response---- <0x06> ----block-15-header---- <0x01><0x0F><0xF0> ----block-15-data---- | direct | | | | | | Owned at | ----block-15-CRC---- <0x80><0x82> ----block-15-response---- <0x06> ----block-16-header---- <0x01><0x10><0xEF> ----block-16-data---- Direct | Bene- | | | (Month/ | | | End of ----block-16-CRC---- <0x15><0x9F> ----block-16-response---- <0x06> ----block-17-header---- <0x01><0x11><0xEE> ----block-17-data---- | (D) or | ficial | | | Day/ +-------+-----+-----------+------+----------+ Month ----block-17-CRC---- <0x19><0x87> ----block-17-response---- <0x06> ----block-18-header---- <0x01><0x12><0xED> ----block-18-data---- | Indirect| Owner- | | | Year) |Code |V |Amount |A/D |Price | ----block-18-CRC---- <0x97>d ----block-18-response---- <0x06> ----block-19-header---- <0x01><0x13><0xEC> ----block-19-data---- | (I) | ship | +---------------------------------+----------+-------+-----+-----------+------+----------+ ----block-19-CRC---- 6<0x91> ----block-19-response---- <0x06> ----block-20-header---- <0x01><0x14><0xEB> ----block-20-data---- ----------------+-----------+------------+ <S> <C> <C> <C> <C> <C> <C> ----block-20-CRC---- <0xBD><0xA8> ----block-20-response---- <0x06> ----block-21-header---- <0x01><0x15><0xEA> ----block-21-data---- <C> <C> <C> Common Stock 01/18/2000 M 500 A $ ----block-21-CRC---- HS ----block-21-response---- <0x06> ----block-22-header---- <0x01><0x16><0xE9> ----block-22-data---- 37.375000 D Common Stock 01/18/2000 G V -500 D $0.000000 ----block-22-CRC---- <0x8D><0x0B> ----block-22-response---- <0x06> ----block-23-header---- <0x01><0x17><0xE8> ----block-23-data---- 0 D Common Stock 01/18/2000 G V 500 A $0.000000 7500 ----block-23-CRC---- <0x0E>M ----block-23-response---- <0x06> ----block-24-header---- <0x01><0x18><0xE7> ----block-24-data---- I By 1994 Trust </TABLE> <PAGE> <TABLE> TABLE II -- Derivative Securities Acquired, Disposed of, or Benef ----block-24-CRC---- '<0xF3> ----block-24-response---- <0x06> ----block-25-header---- <0x01><0x19><0xE6> ----block-25-data---- icially Owned <CAPTION> +-------------+--------+----------+---------+-----------+---------------------+----------------+-------- ----block-25-CRC---- <0xE8><0xB0> ----block-25-response---- <0x06> ----block-26-header---- <0x01><0x1A><0xE5> ----block-26-data---- --+--------+-------+-------+ |1. |2. |3. |4. |5. |6. |7. |8. ----block-26-CRC---- <0xC9>3 ----block-26-response---- <0x06> ----block-27-header---- <0x01><0x1B><0xE4> ----block-27-data---- |9. |10. |11. | | | | | | | | ----block-27-CRC---- <0x18><0xA5> ----block-27-response---- <0x06> ----block-28-header---- <0x01><0x1C><0xE3> ----block-28-data---- | |Number |Owner- | | | | | | | | | ----block-28-CRC---- 5<0xD1> ----block-28-response---- <0x06> ----block-29-header---- <0x01><0x1D><0xE2> ----block-29-data---- | |of |ship | | | | | | | | | ----block-29-CRC---- <0x06><0x81> ----block-29-response---- <0x06> ----block-30-header---- <0x01><0x1E><0xE1> ----block-30-data---- | |Deriv- |Form of| | | | | | | | | ----block-30-CRC---- <0x9A>\ ----block-30-response---- <0x06> ----block-31-header---- <0x01><0x1F><0xE0> ----block-31-data---- Title and Amount| |ative |Deriv- | | | | | | | | ----block-31-CRC---- <0x1F><0x89> ----block-31-response---- <0x06> ----block-32-header---- <0x01> <0xDF> ----block-32-data---- |of Underlying | |Secur- |ative |Nature | | |Conver- | | |Number of | ----block-32-CRC---- <0x00><0xE0> ----block-32-response---- <0x06> ----block-33-header---- <0x01>!<0xDE> ----block-33-data---- |Securities | |ities |Secur- |of | | |sion or | | |Derivative |Date Ex ----block-33-CRC---- K<0xF1> ----block-33-response---- <0x06> ----block-34-header---- <0x01>"<0xDD> ----block-34-data---- ercisable +-------+--------+ |Benefi- |ity: |In- | | |Exercise| | |Securities |an ----block-34-CRC---- O0 ----block-34-response---- <0x06> ----block-35-header---- <0x01>#<0xDC> ----block-35-data---- d Expiration Date | |Amount | |cially |Direct |direct | | |Price of|Transac- |Transac- |Acquired( ----block-35-CRC---- <0xF6>6 ----block-35-response---- <0x06> ----block-36-header---- <0x01>$<0xDB> ----block-36-data---- A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |tion Date |tion Code|Disp ----block-36-CRC---- <0xD6>n ----block-36-response---- <0x06> ----block-37-header---- <0x01>%<0xDA> ----block-37-data---- osed(D)+----------+----------+ |Number |Price of |at End |In- |ficial | |Derivative |ative |(Month/ +------+-- ----block-37-CRC---- <0x02>w ----block-37-response---- <0x06> ----block-38-header---- <0x01>&<0xD9> ----block-38-data---- +-----+-----+Date Exer-|Expira- | |of |Derivative|of |direct |Owner- | |Security |Security|Day/Year) |Code ----block-38-CRC---- <0xC4>$ ----block-38-response---- <0x06> ----block-39-header---- <0x01>'<0xD8> ----block-39-data---- |V |(A) |(D) |cisable |tion Date |Title |Shares |Security |Month |(I) |ship | +-------------+--------+---------- ----block-39-CRC---- <0xED>e ----block-39-response---- <0x06> ----block-40-header---- <0x01>(<0xD7> ----block-40-data---- +------+--+-----+-----+----------+----------+-------+--------+----------+--------+-------+-------+ <S> <C> <C> ----block-40-CRC---- <0xEC>e ----block-40-response---- <0x06> ----block-41-header---- <0x01>)<0xD6> ----block-41-data---- <C> <C><C> <C> <C> <C> <C> <C> <C> <C> <C> <C> Stock Option $37.375 ----block-41-CRC---- <0xC1><0xED> ----block-41-response---- <0x06> ----block-42-header---- <0x01>*<0xD5> ----block-42-data---- 01/18/2000 M 500 04/22/1997 04/22/2007 Common 500 $37.375000 7000 D ----block-42-CRC---- <0xB9><0x86> ----block-42-response---- <0x06> ----block-43-header---- <0x01>+<0xD4> ----block-43-data---- Stock </TABLE> Explanation of Responses: SIGNATURE OF REPORTING PERSON /s/ ----block-43-CRC---- D<0xD5> ----block-43-response---- <0x06> ----block-44-header---- <0x01>,<0xD3> ----block-44-data---- James O. Wright DATE 01/27/2000 </TEXT> </DOCUMENT> </SUBMISSION> <0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00>< 0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00>< 0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00><0x00> ----block-44-CRC---- <0x00>5 ----block-44-response---- <0x06> ----end-of-transmission---- <0x04> ----response---- <0x15> ----end-of-transmission---- <0x04> ----response---- <0x06> ----end-X-Modem-CRC-file-transmission---- ----begin-dump-of-file-sent---- <SUBMISSION> <TYPE>4 <DOCUMENT-COUNT>1 <SROS>NYSE <REPORTING-OWNER> <CIK>0000904665 <CCC>$9yqayfu <RELATIONSHIP>Director </REPORTING-OWNER> <SUBJECT-COMPANY> <NAME>Marshall & Ilsley Corporation <CIK>0000062741 <IRS-NUMBER>390968604 </SUBJECT-COMPANY> <PERIOD>01/31/2000 <DOCUMENT> <TYPE>4 <TEXT> UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. 1. Name and Address of Reporting Person Wright, James O. 770 North Water Street Milwaukee, WI 53202 USA 2. Issuer Name and Ticker or Trading Symbol Marshall & Ilsley Corporation (MI) 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year 1/2000 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person <TABLE> TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned <CAPTION> +---------------------------------+----------+-------------+-----------------------------+----------------+-----------+------------+ |1. Title of Security |2. Trans- |3. Trans- |4. Securities Acquired (A) |5. Amount of |6. Owner- |7. Nature | | | action | action | or Disposed of (D) | Securities | ship | of In- | | | Date | Code | | Beneficially | Form: | direct | | | | | | Owned at | Direct | Bene- | | | (Month/ | | | End of | (D) or | ficial | | | Day/ +-------+-----+-----------+------+----------+ Month | Indirect| Owner- | | | Year) |Code |V |Amount |A/D |Price | | (I) | ship | +---------------------------------+----------+-------+-----+-----------+------+----------+----------------+-----------+------------+ <S> <C> <C> <C> <C> <C> <C> <C> <C> <C> Common Stock 01/18/2000 M 500 A $37.375000 D Common Stock 01/18/2000 G V -500 D $0.000000 0 D Common Stock 01/18/2000 G V 500 A $0.000000 7500 I By 1994 Trust </TABLE> <PAGE> <TABLE> TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned <CAPTION> +-------------+--------+----------+---------+-----------+---------------------+----------------+----------+--------+-------+-------+ |1. |2. |3. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | |Number |Owner- | | | | | | | | | | |of |ship | | | | | | | | | | |Deriv- |Form of| | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | |of Underlying | |Secur- |ative |Nature | | |Conver- | | |Number of | |Securities | |ities |Secur- |of | | |sion or | | |Derivative |Date Exercisable +-------+--------+ |Benefi- |ity: |In- | | |Exercise| | |Securities |and Expiration Date | |Amount | |cially |Direct |direct | | |Price of|Transac- |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |tion Date |tion Code|Disposed(D)+----------+----------+ |Number |Price of |at End |In- |ficial | |Derivative |ative |(Month/ +------+--+-----+-----+Date Exer-|Expira- | |of |Derivative|of |direct |Owner- | |Security |Security|Day/Year) |Code |V |(A) |(D) |cisable |tion Date |Title |Shares |Security |Month |(I) |ship | +-------------+--------+----------+------+--+-----+-----+----------+----------+-------+--------+----------+--------+-------+-------+ <S> <C> <C> <C> <C><C> <C> <C> <C> <C> <C> <C> <C> <C> <C> Stock Option $37.375 01/18/2000 M 500 04/22/1997 04/22/2007 Common 500 $37.375000 7000 D Stock </TABLE> Explanation of Responses: SIGNATURE OF REPORTING PERSON /s/ James O. Wright DATE 01/27/2000 </TEXT> </DOCUMENT> </SUBMISSION> ----end-dump-of-file-sent---- XMODEM TRANSFER SUCCESSFUL... Your submission, with accession number 0000062741-00-000003, was received at 11:06 A.M. Eastern Time on January 27, 2000. A separate notice will be furnished when the submission is accepted or suspended. PLEASE PRESS THE <ENTER> KEY TO CONTINUE... ****** ***** **** **** ***** * * * * * * * * *** * * * ** ****** ***** * * * * * * * * * ****** ***** **** * * * * U.S. Securities and Exchange Commission EDGAR Electronic Filing System Eastern time : Thursday January 27, 2000 11:07:07 Last successful login on : Thursday January 06, 2000 04:01:01 Your password expires on : Tuesday November 21, 2000 03:09:09 Invalid logins : 1 Notifications, unless specified otherwise, will be forwarded to your internet address on file EDGAR MAIN MENU --------------- (L)ive Filing (T)est filing (P)assword change (C)IK Confirmation Code change E(X)it ENTER YOUR SELECTION (L/T/P/C/X) => X