0001127602-23-024068.txt : 20230913 0001127602-23-024068.hdr.sgml : 20230913 20230913160946 ACCESSION NUMBER: 0001127602-23-024068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230911 FILED AS OF DATE: 20230913 DATE AS OF CHANGE: 20230913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLS STEVEN A CENTRAL INDEX KEY: 0001180459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 231252790 MAIL ADDRESS: STREET 1: IBM CORPORATION STREET 2: 294 ROUTE 100 CITY: SOMERS STATE: NY ZIP: 10589 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-09-11 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001180459 MILLS STEVEN A C/O MARSH & MCLENNAN COMPANIES, INC. 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 Common Stock 2023-09-11 4 J 0 47553 195.69 D 0 I By LLC Common Stock 2023-09-11 4 J 0 47553 195.69 A 47553 I By Trust Common Stock 214.75 D On September 11, 2023, the Reporting Person transferred a 95% non-voting interest in Mills Family Holding LLC, holding 47,553 shares of Common Stock of the Issuer, to a family trust ("Trust") in exchange for a promissory note. The Reporting Person's wife and children are the beneficiaries of the Trust. The Reporting Person and his wife have voting and investment power over Mills Family Holding LLC, including the Common Stock. /s/ Tessa Patti, Attorney-in-fact 2023-09-13