0001127602-23-000120.txt : 20230103 0001127602-23-000120.hdr.sgml : 20230103 20230103160610 ACCESSION NUMBER: 0001127602-23-000120 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230101 FILED AS OF DATE: 20230103 DATE AS OF CHANGE: 20230103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones John Jude CENTRAL INDEX KEY: 0001959460 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 23502102 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2023-01-01 0 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001959460 Jones John Jude 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 Chief Marketing Officer Common Stock 5967 D Common Stock 1620.27 I MMC 401(k) Savings & Investment Plan Restricted Stk. Units (SSIP) Common Stock 80.53 D Restricted Stock Units Common Stock 3408 D Stock Options (Right to Buy) 90.785 2029-02-18 Common Stock 4908 D Stock Options (Right to Buy) 118.865 2030-02-18 Common Stock 4743 D Stock Options (Right to Buy) 117.53 2031-02-21 Common Stock 5057 D Stock Options (Right to Buy) 151.368 2032-02-22 Common Stock 3785 D Not Applicable The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. These restricted stock units vest in three equal annual installments. The restricted stock units were granted on various dates between between February 19, 2020 and February 23, 2022. These options were granted on February 19, 2019 and vest in four equal annual installments on February 19th of 2020, 2021, 2022 and 2023. These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024 These options were granted on February 22, 2021 and vest in four equal annual installments on February 22nd of 2022, 2023, 2024 and 2025. These options were granted on February 23, 2022 and vest in four equal annual installments on February 23rd of 2023, 2024, 2025 and 2026. /s/ Tessa Patti, Attorney-in-fact 2023-01-03