0001127602-21-008762.txt : 20210302 0001127602-21-008762.hdr.sgml : 20210302 20210302165403 ACCESSION NUMBER: 0001127602-21-008762 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210228 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEARN PETER C CENTRAL INDEX KEY: 0001396690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 21704777 MAIL ADDRESS: STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-28 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001396690 HEARN PETER C 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 President & CEO, Guy Carpenter Common Stock 2021-02-28 4 M 0 8512 0 A 18377.9 D Common Stock 2021-02-28 4 F 0 4094 116.83 D 14283.9 D Restricted Stock Units 2021-02-28 4 M 0 8512 0 D Common Stock 8512 1607 D Vesting and distribution to reporting person of 8,512 shares underlying restricted stock units of which 4,094 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 8,512 shares underlying restricted stock units relate to 1,606 restricted stock units that were granted on February 21, 2018, 5,299 restricted stock units relating to performance stock units that were granted on February 21, 2018 for the performance period 2018-2020 and 1,607 restricted stock units that were granted on February 19, 2019. Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan for the quarters ended March 31, June 30, September 30 and December 31, 2020. The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. Not Applicable. /s/ Tiffany D. Wooley, Attorney-in-Fact 2021-03-02