0001127602-20-028103.txt : 20201104 0001127602-20-028103.hdr.sgml : 20201104 20201104160122 ACCESSION NUMBER: 0001127602-20-028103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201102 FILED AS OF DATE: 20201104 DATE AS OF CHANGE: 20201104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beshar Peter J CENTRAL INDEX KEY: 0001309593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 201286563 MAIL ADDRESS: STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-11-02 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001309593 Beshar Peter J 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 EVP and General Counsel Common Stock 2020-08-18 5 G 0 E 8584 0 D 468844 D Common Stock 2020-11-02 4 M 0 113872 0 A 582716 D Common Stock 2020-11-02 4 M 0 99207 0 A 681923 D Common Stock 2020-11-02 4 M 0 97319 0 A 779242 D Common Stock 2020-11-02 4 F 0 82275 105.20 D 696967 D Common Stock 2020-11-02 4 F 0 75931 105.21 D 621036 D Common Stock 2020-11-02 4 F 0 74656 105.44 D 546380 D Stock Options (Right to Buy) 48.00 2020-11-02 4 M 0 113872 0 D 2024-02-23 Common Stock 113872 0 D Stock Options (Right to Buy) 56.84 2020-11-02 4 M 0 99207 0 D 2025-02-22 Common Stock 99207 0 D Stock Options (Right to Buy) 57.325 2020-11-02 4 M 0 97319 0 D 2026-02-21 Common Stock 97319 0 D On November 2, 2020 Mr. Beshar exercised 113,872 options that were granted to him in 2014, 99,207 options that were granted to him in 2015 and 97,319 options that were granted to him in 2016 and thereby increased his net ownership of MMC common stock by 77,536 from 468,844 to 546,380 shares. 82,275 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2014, 75,931 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2015 and 74,656 shares were used to satisfy the exercise price and applicable taxes on the options granted in 2016 in exempt transactions. These options were granted on February 24, 2014 and vested in four equal annual installments on February 24th of 2015, 2016, 2017 and 2018. These options were granted on February 23, 2015 and vested in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019. These options were granted on February 22, 2016 and vested in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020. /s/ Tiffany D. Wooley, Attorney-in-Fact 2020-11-04