0001127602-20-023359.txt : 20200811 0001127602-20-023359.hdr.sgml : 20200811 20200811160310 ACCESSION NUMBER: 0001127602-20-023359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200807 FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beshar Peter J CENTRAL INDEX KEY: 0001309593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 201092404 MAIL ADDRESS: STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-08-07 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001309593 Beshar Peter J 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 EVP and General Counsel Common Stock 2020-08-07 4 M 0 173842 0 A 526836 D Common Stock 2020-08-07 4 M 0 169355 0 A 696191 D Common Stock 2020-08-07 4 F 0 109107 117.97 D 587084 D Common Stock 2020-08-07 4 F 0 109656 118.02 D 477428 D Stock Options (Right to Buy) 31.885 2020-08-07 4 M 0 173842 0 D 2022-02-23 Common Stock 173842 0 D Stock Options (Right to Buy) 36.495 2020-08-07 4 M 0 169355 0 D 2023-02-24 Common Stock 169355 0 D On August 7, 2020 Mr. Beshar exercised 173,842 options that were granted to him in 2012 and 169,355 options that were granted to him in 2013 and thereby increased his net ownership of MMC common stock by 124,434 from 352,994 to 477,428 shares. 109,107 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2012 and 109,656 shares were used to satisfy the exercise price and applicable taxes on the options granted in 2013 in exempt transactions. These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016. These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017. /s/ Tiffany D. Wooley, Attorney-in-Fact 2020-08-11