0001127602-20-007913.txt : 20200226 0001127602-20-007913.hdr.sgml : 20200226 20200226161258 ACCESSION NUMBER: 0001127602-20-007913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200224 FILED AS OF DATE: 20200226 DATE AS OF CHANGE: 20200226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGIVNEY MARK C CENTRAL INDEX KEY: 0001269360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 20655806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-02-24 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001269360 MCGIVNEY MARK C 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 Chief Financial Officer Common Stock 2020-02-24 4 M 0 15433 0 A 49111 D Common Stock 2020-02-24 4 M 0 32440 0 A 81551 D Common Stock 2020-02-24 4 S 0 47873 113.9319 D 33678 D Stock Options (Right to Buy) 56.84 2020-02-24 4 M 0 15433 0 D 2025-02-22 Common Stock 15433 0 D Stock Options (Right to Buy) 57.325 2020-02-24 4 M 0 32440 0 D 2026-02-21 Common Stock 32440 32439 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. These options were granted on February 23, 2015 and vested in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019. These options were granted on February 22, 2016 and vested in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020. /s/ Tiffany D. Wooley, Attorney-in-Fact 2020-02-26