0001127602-18-009095.txt : 20180228 0001127602-18-009095.hdr.sgml : 20180228 20180228161658 ACCESSION NUMBER: 0001127602-18-009095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180226 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGIVNEY MARK C CENTRAL INDEX KEY: 0001269360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 18651364 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-26 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001269360 MCGIVNEY MARK C 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 Chief Financial Officer Common Stock 2018-02-26 4 M 0 5174 0 A 33839 D Common Stock 2018-02-26 4 S 0 5174 83.59 D 28665 D Common Stock 2018-02-26 4 M 0 13105 0 A 41770 D Common Stock 2018-02-26 4 S 0 13105 83.59 D 28665 D Common Stock 2018-02-26 4 M 0 4249 0 A 32914 D Common Stock 2018-02-26 4 S 0 4249 83.59 D 28665 D Stock Options (Right to Buy) 31.885 2018-02-26 4 M 0 5174 0 D 2022-02-23 Common Stock 5174 0 D Stock Options (Right to Buy) 36.495 2018-02-26 4 M 0 13105 0 D 2023-02-24 Common Stock 13105 0 D Stock Options (Right to Buy) 48.00 2018-02-26 4 M 0 4249 0 D 2024-02-23 Common Stock 4249 13867 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016. These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017. These options were granted on February 24, 2014 and vested in four equal annual installments on February 24th of 2015, 2016, 2017 and 2018. /s/ Tiffany D. Wooley, Attorney-in-Fact 2018-02-28