0001127602-17-008223.txt : 20170224 0001127602-17-008223.hdr.sgml : 20170224 20170224161529 ACCESSION NUMBER: 0001127602-17-008223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170222 FILED AS OF DATE: 20170224 DATE AS OF CHANGE: 20170224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zaffino Peter CENTRAL INDEX KEY: 0001428849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 17637334 MAIL ADDRESS: STREET 1: C/O GUY CARPENTER & COMPANY, LLC STREET 2: ONE MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-22 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001428849 Zaffino Peter 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 Chairman, RIS and CEO, Marsh Common Stock 1209.292 I MMC 401(k) Savings & Investment Plan Stock Options (Right to Buy) 73.195 2017-02-22 4 A 0 128248 0 A 2027-02-21 Common Stock 128248 128248 D Restricted Stock Units 2017-02-22 4 A 0 13150 0 A Common Stock 13150 59189 D Restricted Stock Units 2017-02-22 4 A 0 20314 0 A Common Stock 20314 79503 D Reflects additional shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of year end. These options were granted on February 22, 2016 and vest in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020. The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020. Not Applicable. These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017. /s/ Tiffany D. Wooley, Attorney-in-Fact 2017-02-24