0001127602-17-008223.txt : 20170224
0001127602-17-008223.hdr.sgml : 20170224
20170224161529
ACCESSION NUMBER: 0001127602-17-008223
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170222
FILED AS OF DATE: 20170224
DATE AS OF CHANGE: 20170224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC.
CENTRAL INDEX KEY: 0000062709
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 362668272
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2123455000
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: MARLENNAN CORP
DATE OF NAME CHANGE: 19760505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zaffino Peter
CENTRAL INDEX KEY: 0001428849
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05998
FILM NUMBER: 17637334
MAIL ADDRESS:
STREET 1: C/O GUY CARPENTER & COMPANY, LLC
STREET 2: ONE MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10010
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-02-22
0000062709
MARSH & MCLENNAN COMPANIES, INC.
MMC
0001428849
Zaffino Peter
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
Chairman, RIS and CEO, Marsh
Common Stock
1209.292
I
MMC 401(k) Savings & Investment Plan
Stock Options (Right to Buy)
73.195
2017-02-22
4
A
0
128248
0
A
2027-02-21
Common Stock
128248
128248
D
Restricted Stock Units
2017-02-22
4
A
0
13150
0
A
Common Stock
13150
59189
D
Restricted Stock Units
2017-02-22
4
A
0
20314
0
A
Common Stock
20314
79503
D
Reflects additional shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of year end.
These options were granted on February 22, 2016 and vest in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020.
The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020.
Not Applicable.
These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017.
/s/ Tiffany D. Wooley, Attorney-in-Fact
2017-02-24