0001127602-17-004622.txt : 20170208 0001127602-17-004622.hdr.sgml : 20170208 20170208165158 ACCESSION NUMBER: 0001127602-17-004622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170206 FILED AS OF DATE: 20170208 DATE AS OF CHANGE: 20170208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zaffino Peter CENTRAL INDEX KEY: 0001428849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 17583184 MAIL ADDRESS: STREET 1: C/O GUY CARPENTER & COMPANY, LLC STREET 2: ONE MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-06 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001428849 Zaffino Peter 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 Chairman, RIS and CEO, Marsh Common Stock 2017-02-06 4 M 0 59485 0 A 210221 D Common Stock 2017-02-06 4 M 0 51715 0 A 261936 D Common Stock 2017-02-06 4 S 0 111200 70.256 D 150736 D Common Stock 2017-02-07 4 M 0 2901 0 A 153637 D Common Stock 2017-02-07 4 M 0 3476 0 A 157113 D Common Stock 2017-02-07 4 S 0 6377 70.048 D 150736 D Common Stock 19079 I By Family Trust Common Stock 1209.292 I MMC 401(k) Savings & Investment Plan Stock Options (Right to Buy) 30.595 2017-02-06 4 M 0 59485 0 D 2021-02-20 Common Stock 59485 40515 D Stock Options (Right to Buy) 31.885 2017-02-06 4 M 0 51715 0 D 2022-02-23 Common Stock 51715 196630 D Stock Options (Right to Buy) 30.595 2017-02-07 4 M 0 2901 0 D 2021-02-20 Common Stock 2901 37614 D Stock Options (Right to Buy) 31.885 2017-02-07 4 M 0 3476 0 D 2022-02-23 Common Stock 3476 193154 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Reflects additional shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of year end. These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015. These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015, and 2016. /s/ Tiffany D. Wooley, Attorney-in-Fact 2017-02-08