0001127602-16-066582.txt : 20161109 0001127602-16-066582.hdr.sgml : 20161109 20161109161814 ACCESSION NUMBER: 0001127602-16-066582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zaffino Peter CENTRAL INDEX KEY: 0001428849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 161984477 MAIL ADDRESS: STREET 1: C/O GUY CARPENTER & COMPANY, LLC STREET 2: ONE MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-07 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001428849 Zaffino Peter 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 Chairman, RIS and CEO, Marsh Common Stock 2016-11-07 4 M 0 52616 0 A 203352 D Common Stock 2016-11-07 4 S 0 52616 65.0515 D 150736 D Common Stock 2016-11-08 4 M 0 56663 0 A 207399 D Common Stock 2016-11-08 4 S 0 56663 65.1002 D 150736 D Stock Options (Right to Buy) 22.705 2016-11-07 4 M 0 52616 0 D 2020-02-21 Common Stock 52616 56663 D Stock Options (Right to Buy) 22.705 2016-11-08 4 M 0 56663 0 D 2020-02-21 Common Stock 56663 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014. /s/ Tiffany D. Wooley, Attorney-in-Fact 2016-11-09