0001127602-16-053111.txt : 20160523 0001127602-16-053111.hdr.sgml : 20160523 20160523161931 ACCESSION NUMBER: 0001127602-16-053111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160520 FILED AS OF DATE: 20160523 DATE AS OF CHANGE: 20160523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glaser Daniel S CENTRAL INDEX KEY: 0001420864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 161669256 MAIL ADDRESS: STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-05-20 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001420864 Glaser Daniel S 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 1 President and CEO, MMC Common Stock 2016-05-20 4 M 0 100000 0 A 444436.9999 D Common Stock 2016-05-20 4 S 0 163300 64.4361 D 281136.9999 D Stock Options (Right to Buy) 25.815 2016-05-20 4 M 0 100000 0 D 2017-12-09 Common Stock 100000 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. These options were granted on December 10, 2007 and vested in four equal annual installments on December 10th of 2008, 2009, 2010 and 2011. The first three installments of these options became exercisable on March 2, 2011, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested. The remaining installment of these options became exercisable on December 24, 2011, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested. /s/ Carey S. Roberts, Attorney-in-Fact 2016-05-23