0001127602-16-036408.txt : 20160106 0001127602-16-036408.hdr.sgml : 20160106 20160106165019 ACCESSION NUMBER: 0001127602-16-036408 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160101 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGIVNEY MARK C CENTRAL INDEX KEY: 0001269360 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 161327410 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2016-01-01 0 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001269360 MCGIVNEY MARK C 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 Chief Financial Officer Common Stock 15905 D Restricted Stock Units Common Stock 13989 D Stock Options (Right to Buy) 31.885 2022-02-23 Common Stock 5174 D Stock Options (Right to Buy) 36.495 2023-02-24 Common Stock 13105 D Stock Options (Right to Buy) 48.00 2024-02-23 Common Stock 18116 D Stock Options (Right to Buy) 56.84 2025-02-22 Common Stock 15433 D Not Applicable. The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. These options were granted on February 24, 2012 and vest in four equal annual installments. The first, second and third installments vested and became exercisable on February 24th of 2013, 2014 and 2015. The remaining installment vests on February 24, 2016. These options were granted February 25, 2013 and vest in four equal annual installments. The first and second installments vested and became exercisable on February 25th of 2014 and 2015. The remaining installments vest on February 25th of 2016 and 2017. These options were granted on February 24, 2014 and vest in four equal annual installments. The first installment vested and became exercisable on February 24, 2015. The remaining installments vest on February 24th of 2016, 2017 and 2018. These options were granted on February 23, 2015 and vest in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019. /s/ Tiffany D. Wooley, Attorney-in-Fact 2016-01-06 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POA POWER OF ATTORNEY FOR EXECUTING FORMS 3, 4 AND 5 Know all by these presents that the undersigned hereby constitutes and appoints each of Carey S. Roberts and Tiffany D. Wooley signing singly, his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned?s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This authorization shall remain in effect unless and until it is revoked in writing by the undersigned. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 16th day of December, 2015. /s/ Mark C. McGivney _______________________ Mark C. McGivney