0001127602-15-030323.txt : 20151104 0001127602-15-030323.hdr.sgml : 20151104 20151104170049 ACCESSION NUMBER: 0001127602-15-030323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151102 FILED AS OF DATE: 20151104 DATE AS OF CHANGE: 20151104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zaffino Peter CENTRAL INDEX KEY: 0001428849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 151197720 MAIL ADDRESS: STREET 1: C/O GUY CARPENTER & COMPANY, LLC STREET 2: ONE MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-11-02 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001428849 Zaffino Peter 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 President & CEO, Marsh Common Stock 2015-06-08 5 G 0 E 3600 0 D 142910 D Common Stock 2015-11-02 4 M 0 100000 0 A 242910 D Common Stock 2015-11-02 4 S 0 100000 56.0105 D 142910 D Stock Options (Right to Buy) 19.045 2015-11-02 4 M 0 100000 0 D 2019-02-22 Common Stock 100000 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. These options were granted on February 23, 2009 and vested in four equal annual installments on February 23rd of 2010, 2011, 2012, and 2013. /s/ Tiffany D. Wooley, Attorney-in-Fact 2015-11-04