0001127602-14-025639.txt : 20140814
0001127602-14-025639.hdr.sgml : 20140814
20140814163713
ACCESSION NUMBER: 0001127602-14-025639
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140812
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC.
CENTRAL INDEX KEY: 0000062709
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 362668272
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2123455000
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: MARLENNAN CORP
DATE OF NAME CHANGE: 19760505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAPPORT ROBERT J
CENTRAL INDEX KEY: 0001194457
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05998
FILM NUMBER: 141043568
MAIL ADDRESS:
STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC.
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-08-12
0000062709
MARSH & MCLENNAN COMPANIES, INC.
MMC
0001194457
RAPPORT ROBERT J
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
SVP and Controller
Common Stock
2014-03-31
5
G
0
E
6060
0
D
26069.034
D
Common Stock
2014-08-12
4
M
0
14000
0
A
40097.497
D
Common Stock
2014-08-12
4
S
0
14000
51.3969
D
26097.497
D
Common Stock
2014-08-12
4
I
0
660.041
51.44
D
0
I
MMC 401(k) Savings & Investment Plan
Stock Options (Right to Buy)
30.505
2014-08-12
4
M
0
14000
0
D
2015-03-15
Common Stock
14000
0
D
On March 27, 2012, the reporting person contributed 25,000 shares of MMC common stock to a grantor retained annuity trust for the benefit of himself and his three adult children. The trust terminated on March 27, 2014, and on March 31, 2014, 6,060 of the shares were transferred to the reporting person's children. The remaining 8,407 shares were previously distributed to the reporting person and continue to be reported in this Form 4 as directly owned.
Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan and dividend reinvestment shares acquired on May 15, 2014.
The reporting person transferred funds within his account in the MMC 401(k) Savings & Investment Plan from units of the MMC Stock Fund representing 660.041 shares of MMC common stock based on the closing price on August 12, 2014 of $51.44 into other investments. This fund to fund transfer qualifies as an exempt Discretionary Transaction for purposes of Rule 16b-3.
These options vested in four equal annual installments on March 16th of 2006, 2007, 2008, and 2009. These options became exercisable on February 14, 2013, when the closing price of
Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.
/s/ Tiffany D. Wooley, Attorney-in-Fact
2014-08-14
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC):
POWER OF ATTORNEY
FOR EXECUTING FORMS 3, 4 AND 5
Know all by these presents that the undersigned hereby constitutes and
appoints each of Peter J. Beshar and Tiffany D. Wooley signing singly,
his true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned Forms 3, 4
and 5 in accordance with Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete
the execution of any such Form 3, 4 or 5 and the timely
filing of such form with the United States Securities and
Exchange Commission and any other authority; and
(3) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such
attorney-in-fact, may be of benefit to, in the best interest
of, or legally required by, the undersigned, it being
understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to
this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact
may approve in his or her discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform each and every act and thing whatsoever requisite,
necessary and proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might
or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact,
or his or her substitute or substitutes, shall lawfully do or cause to be done
by virtue of this Power of Attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing attorneys-in-fact, in serving
in such capacity at the request of the undersigned, are not assuming any of
the undersigned?s responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934. This authorization shall remain in effect unless and
until it is revoked in writing by the undersigned.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 17th day of July, 2014.
/s/ Robert J. Rapport
Robert J. Rapport