0001127602-14-011649.txt : 20140314 0001127602-14-011649.hdr.sgml : 20140314 20140314175519 ACCESSION NUMBER: 0001127602-14-011649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140313 FILED AS OF DATE: 20140314 DATE AS OF CHANGE: 20140314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bischoff J. Michael CENTRAL INDEX KEY: 0001545308 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 14695641 MAIL ADDRESS: STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC. CITY: 1166 AVENUE OF THE AMERICAS STATE: NY ZIP: 10036 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-03-13 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001545308 Bischoff J. Michael 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 Chief Financial Officer Common Stock 2014-03-13 4 S 0 11997 49.3854 D 5959 D Common Stock 2014-03-13 4 I 0 12087.733 49.32 A 12089.446 I MMC 401(k) Savings & Investment Plan The reporting person sold 11,997 directly held shares of MMC common stock and, in order to maintain his ownership position in MMC stock, the reporting person transferred funds within his account in the MMC 401(k) Savings & Investment Plan from other investments into units of the MMC Stock Fund representing 12,087.733 shares of MMC common stock based on the closing price on March 13, 2014 of $49.32. This fund to fund transfer qualifies as an exempt Discretionary Transaction for purposes of Rule 16b-3. /s/ Lucy Fato, Attorney-in-Fact 2014-03-14