0001127602-14-008445.txt : 20140225
0001127602-14-008445.hdr.sgml : 20140225
20140225182738
ACCESSION NUMBER: 0001127602-14-008445
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140224
FILED AS OF DATE: 20140225
DATE AS OF CHANGE: 20140225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC.
CENTRAL INDEX KEY: 0000062709
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 362668272
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2123455000
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: MARLENNAN CORP
DATE OF NAME CHANGE: 19760505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOCZARSKI ALEXANDER S
CENTRAL INDEX KEY: 0001518326
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05998
FILM NUMBER: 14642264
MAIL ADDRESS:
STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC.
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-02-24
0000062709
MARSH & MCLENNAN COMPANIES, INC.
MMC
0001518326
MOCZARSKI ALEXANDER S
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
President & CEO, Guy Carpenter
Common Stock
2014-02-24
4
M
0
9806
0
A
43599.318
D
Common Stock
2014-02-24
4
F
0
5474
48.00
D
38125.318
D
Stock Options (Right to Buy)
48.00
2014-02-24
4
A
0
77640
0
A
2024-02-23
Common Stock
77640
77640
D
Restricted Stock Units
2014-02-24
4
A
0
7813
0
A
Common Stock
7813
60528
D
Restricted Stock Units
2014-02-24
4
A
0
9806
0
A
Common Stock
9806
70334
D
Restricted Stock Units
2014-02-24
4
M
0
9806
0
D
Common Stock
9806
60528
D
Distribution to reporting person of 9,806 shares underlying restricted stock units of which 5,474 were withheld by Marsh & McLennan Companies to cover applicable taxes.
These options were granted on February 24, 2014 and vest in four equal annual installments on February 24, 2015, February 24, 2016, February 24, 2017, and February 24, 2018.
The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
These restricted stock units vest in three equal annual installments on February 28, 2015, February 28, 2016, and February 28, 2017.
Not Applicable.
These restricted stock units relate to performance stock units that were granted on February 21, 2011 for the performance period 2011-2013. On February 24, 2014, the performance factor for these performance stock units was determined and the stock units were distributed.
/s/ Lucy Fato, Attorney-in-Fact
2014-02-25