0001127602-14-008435.txt : 20140225 0001127602-14-008435.hdr.sgml : 20140225 20140225182144 ACCESSION NUMBER: 0001127602-14-008435 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140224 FILED AS OF DATE: 20140225 DATE AS OF CHANGE: 20140225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glaser Daniel S CENTRAL INDEX KEY: 0001420864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 14642239 MAIL ADDRESS: STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-02-24 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001420864 Glaser Daniel S 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 1 President and CEO, MMC Common Stock 2014-02-24 4 M 0 65372 0 A 240874.7359 D Common Stock 2014-02-24 4 F 0 36491 48.00 D 204383.7359 D Stock Options (Right to Buy) 48.00 2014-02-24 4 A 0 458075 0 A 2024-02-23 Common Stock 458075 458075 D Restricted Stock Units 2014-02-24 4 A 0 46094 0 A Common Stock 46094 160259 D Restricted Stock Units 2014-02-24 4 A 0 65372 0 A Common Stock 65372 225631 D Restricted Stock Units 2014-02-24 4 M 0 65372 0 D Common Stock 65372 160259 D Distribution to reporting person of 65,372 shares underlying restricted stock units of which 36,491 were withheld by Marsh & McLennan Companies to cover applicable taxes. This common stock balance includes total shares held in the Marsh & McLennan Companies Employee Stock Purchase Plan as stated separately below for your convenience. These options were granted on February 24, 2014 and vest in four equal annual installments on February 24, 2015, February 24, 2016, February 24, 2017, and February 24, 2018. The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. These restricted stock units vest in three equal annual installments on February 28, 2015, February 28, 2016, and February 28, 2017. Not Applicable. These restricted stock units relate to performance stock units that were granted on February 21, 2011 for the performance period 2011-2013. On February 24, 2014, the performance factor for these performance stock units was determined and the stock units were distributed. /s/ Lucy Fato, Attorney-in-Fact 2014-02-25