0001127602-14-007142.txt : 20140219 0001127602-14-007142.hdr.sgml : 20140219 20140219165514 ACCESSION NUMBER: 0001127602-14-007142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140215 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zaffino Peter CENTRAL INDEX KEY: 0001428849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 14626319 MAIL ADDRESS: STREET 1: C/O GUY CARPENTER & COMPANY, LLC STREET 2: ONE MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-02-15 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001428849 Zaffino Peter 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 President & CEO, Marsh Common Stock 2014-02-15 4 M 0 5448 0 A 74496 D Common Stock 2014-02-15 4 F 0 1965 47.48 D 72531 D Common Stock 1145.106 I MMC 401(k) Savings & Investment Plan Restricted Stock Units 2014-02-15 4 M 0 5448 0 D Common Stock 5448 72543 D Vesting and distribution to reporting person of 5,448 shares underlying restricted stock units of which 1,965 shares were withheld by Marsh & McLennan Companies to cover applicable taxes. These 5,448 shares underlying restricted stock units relate to 16,343 restricted stock units that were granted on February 21, 2011. Reflects additional shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of year end. The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. Not Applicable. /s/ Lucy Fato, Attorney-in-Fact 2014-02-19