0001127602-14-001275.txt : 20140106
0001127602-14-001275.hdr.sgml : 20140106
20140106163538
ACCESSION NUMBER: 0001127602-14-001275
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140101
FILED AS OF DATE: 20140106
DATE AS OF CHANGE: 20140106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC.
CENTRAL INDEX KEY: 0000062709
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 362668272
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2123455000
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: MARLENNAN CORP
DATE OF NAME CHANGE: 19760505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McDonald Scott
CENTRAL INDEX KEY: 0001594473
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05998
FILM NUMBER: 14510345
MAIL ADDRESS:
STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC.
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2014-01-01
0
0000062709
MARSH & MCLENNAN COMPANIES, INC.
MMC
0001594473
McDonald Scott
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
CEO of Oliver Wyman Group
Common Stock
7480.061
D
Restricted Stock Units
Common Stock
22191
D
Stock Options (Right to Buy)
30.505
2015-03-15
Common Stock
9000
D
Stock Options (Right to Buy)
30.215
2016-03-14
Common Stock
3500
D
Stock Options (Right to Buy)
29.60
2017-02-11
Common Stock
1576
D
Stock Options (Right to Buy)
26.07
2018-02-25
Common Stock
2023
D
Stock Options (Right to Buy)
22.705
2020-02-21
Common Stock
11200
D
Stock Options (Right to Buy)
22.705
2020-02-21
Common Stock
218
D
Stock Options (Right to Buy)
30.595
2021-02-20
Common Stock
11245
D
Stock Options (Right to Buy)
31.885
2022-02-23
Common Stock
13039
D
Stock Options (Right to Buy)
36.495
2023-02-24
Common Stock
20162
D
Not Applicable.
The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
These options vested in four equal annual installments on March 16th of 2006, 2007, 2008, and 2009. These options became exercisable when, after they vested, the closing price of
Marsh & McLennan Companies common stock was at least 15% higher than the exercise price of the options for ten consecutive trading days.
These options vested in four equal annual installments on March 15th of 2007, 2008, 2009, and 2010. These options became exercisable when, after they vested, the closing price of
Marsh & McLennan Companies common stock was at least 15% higher than the exercise price of the options for ten consecutive trading days.
These options vested in four equal annual installments on February 12th of 2008, 2009, 2010, and 2011. These options became exercisable when, after they vested, the closing price of
Marsh & McLennan Companies common stock was at least 15% higher than the exercise price of the options for ten consecutive trading days.
These options vested in four equal installments and became exercisable on February 26th of 2009, 2010, 2011, and 2012.
These options were granted on February 22, 2010 and vest in four equal annual installments beginning on the first anniversary of the grant date. The first three installments vested and became exercisable on February 22nd of 2011, 2012, and 2013. The remaining installment vests on February 22, 2014.
These options were granted on February 21, 2011 and vest in four equal annual installments beginning on the first anniversary of the grant date. The first two installments vested and became exercisable on February 21st of 2012, and 2013. The remaining installments vest on February 21st of 2014, and 2015.
These options were granted on February 24, 2012 and vest in four equal annual installments beginning on the first anniversary of the grant date. The first installment vested and became exercisable on February 24, 2013. The remaining installments vest on February 24th of 2014, 2015, and 2016.
These options were granted on February 25, 2013 and vest in four equal annual installments on February 25th of 2014, 2015, 2016, and 2017.
/s/ Lucy Fato, Attorney-in-Fact
2014-01-06
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): EXHIBIT 24
Exhibit 24
POWER OF ATTORNEY
FOR EXECUTING FORMS 3, 4 AND 5
Know all by these presents that the undersigned hereby constitutes and
appoints each of Lucy Fato, Katherine J. Brennan and Tiffany Wooley signing
singly, his true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned Forms 3, 4 and 5
in accordance with Section 16(a) of the Securities Exchange Act of 1934 and
the rules thereunder;
(2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete the execution of
any such Form 3, 4 or 5 and the timely filing of such form with the United
States Securities and Exchange Commission and any other authority; and
(3) take any other action of any type whatsoever in connection with
the foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve in
his or her discretion.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform each and every act and thing whatsoever
requisite, necessary and proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or his or her substitute or substitutes, shall lawfully do
or cause to be done by virtue of this Power of Attorney and the rights and
powers herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned?s responsibilities to
comply with Section 16 of the Securities Exchange Act of 1934. This
authorization shall remain in effect unless and until it is revoked in
writing by the undersigned.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 1st day of January, 2014.
/s/ Scott McDonald
________________________
Scott McDonald