0001127602-13-007162.txt : 20130220 0001127602-13-007162.hdr.sgml : 20130220 20130220190135 ACCESSION NUMBER: 0001127602-13-007162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130215 FILED AS OF DATE: 20130220 DATE AS OF CHANGE: 20130220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zaffino Peter CENTRAL INDEX KEY: 0001428849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 13628362 MAIL ADDRESS: STREET 1: C/O GUY CARPENTER & COMPANY, LLC STREET 2: ONE MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-02-15 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001428849 Zaffino Peter 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 President & CEO, Marsh Common Stock 2013-02-15 4 M 0 12789 0 A 69811 D Common Stock 2013-02-15 4 F 0 4617 36.15 D 65194 D Common Stock 1126.493 I MMC 401(k) Savings & Investment Plan Restricted Stock Units 2013-02-15 4 M 0 12789 0 D Common Stock 12789 63568 D Vesting and distribution to reporting person of 12,789 shares underlying restricted stock units of which 4,617 shares were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,789 shares underlying restricted stock units relate to 7,341 restricted stock units that were granted on February 22, 2010; 5,448 restricted stock units that were granted on February 21, 2011. Reflects additional shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of year end. The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. Not Applicable. /s/ Lucy Fato, Attorney-in-Fact 2013-02-20