0001127602-12-027397.txt : 20120928 0001127602-12-027397.hdr.sgml : 20120928 20120928163612 ACCESSION NUMBER: 0001127602-12-027397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120927 FILED AS OF DATE: 20120928 DATE AS OF CHANGE: 20120928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gilbert E Scott CENTRAL INDEX KEY: 0001319853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 121117166 MAIL ADDRESS: STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-09-27 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001319853 Gilbert E Scott 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 SVP Chief Risk & Complnce Ofc Common Stock 2012-09-27 4 M 0 11000 33.861 A 18646 D Common Stock 2012-09-27 4 S 0 11000 33.861 D 7646 D Common Stock 2012-09-27 4 M 0 24510 33.861 A 32156 D Common Stock 2012-09-27 4 S 0 24510 33.861 D 7646 D Stock Options (Right to Buy) 22.705 2012-09-27 4 M 0 11000 0 D 2010-02-22 2020-02-21 Common Stock 11000 97248 D Stock Options (Right to Buy) 19.045 2012-09-27 4 M 0 24510 0 D 2019-02-22 Common Stock 24510 24510 D These options were granted on February 22, 2010 and vest in four equal annual installments beginning on the first anniversary of the grant date. The first two installments vested and became exercisable on February 22, 2011 and February 22, 2012. The second two installments vest on February 22, 2013 and February 22, 2014. These options were granted on February 23, 2009 and vest in four equal annual installments beginning on the first anniversary of the grant date. The first three installments vested and became exercisable on February 23, 2010, February 23, 2011 and February 23, 2012. The remaining installment vests on February 23, 2013. /s/ Lucy Fato, Attorney-in-Fact 2012-09-28