0001127602-11-013510.txt : 20110422
0001127602-11-013510.hdr.sgml : 20110422
20110422173218
ACCESSION NUMBER: 0001127602-11-013510
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20110420
FILED AS OF DATE: 20110422
DATE AS OF CHANGE: 20110422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOCZARSKI ALEXANDER S
CENTRAL INDEX KEY: 0001518326
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05998
FILM NUMBER: 11776143
MAIL ADDRESS:
STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC.
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC.
CENTRAL INDEX KEY: 0000062709
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 362668272
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2123455000
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: MARLENNAN CORP
DATE OF NAME CHANGE: 19760505
3
1
form3.xml
PRIMARY DOCUMENT
X0203
3
2011-04-20
0
0000062709
MARSH & MCLENNAN COMPANIES, INC.
MMC
0001518326
MOCZARSKI ALEXANDER S
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
President & CEO, Guy Carpenter
Common Stock
49269
D
Restricted Stock Units
Common Stock
29116
D
Stock Options (Right to Buy)
27.86
2014-03-16
Common Stock
9524
D
Stock Options (Right to Buy)
30.505
2015-03-15
Common Stock
50000
D
Stock Options (Right to Buy)
30.215
2016-03-14
Common Stock
19050
D
Stock Options (Right to Buy)
29.60
2017-02-11
Common Stock
5963
D
Stock Options (Right to Buy)
22.705
2020-02-21
Common Stock
61856
D
Stock Options (Right to Buy)
30.595
2021-02-20
Common Stock
22489
D
Stock Options (Right to Buy)
27.86
2007-07-01
2012-03-20
Common Stock
3612
D
Stock Options (Right to Buy)
27.86
2007-07-01
2013-03-19
Common Stock
7500
D
Not Applicable.
The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
These options vested in two installments as follows: 7,143 on July 1, 2007 and 2,381 on March 17, 2008.
These options vested in four equal annual installments on March 16th of 2006, 2007, 2008, and 2009. These options become exercisable only if, after they are vested, the closing price of Marsh & McLennan Companies common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days.
These options vested in four equal annual installments on March 15th of 2007, 2008, 2009, and 2010. These options become exercisable only if, after they are vested, the closing price of Marsh & McLennan Companies common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days.
These options vested in four equal annual installments on February 12th of 2008, 2009, 2010, and 2011. These options become exercisable only if, after they are vested, the closing price of Marsh & McLennan Companies common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days.
These options vest in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014.
These options vest in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.
/s/ Lucy Fato, Attorney-in-Fact
2011-04-22
EX-24
2
doc1.txt
EXHIBIT 24
Exhibit 24
POWER OF ATTORNEY
FOR EXECUTING FORMS 3, 4 AND 5
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Lucy Fato, Katherine J. Brennan and Tiffany Wooley signing
singly, his true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned Forms 3, 4 and 5 in
accordance with Section 16(a) of the Securities Exchange Act of
1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete the
execution of any such Form 3, 4 or 5 and the timely filing of such
form with the United States Securities and Exchange Commission and
any other authority; and
(3) take any other action of any type whatsoever in connection with
the foregoing which, in the opinion of such attorney-in-fact, may
be of benefit to, in the best interest of, or legally required by,
the undersigned, it being understood that the documents executed
by such attorney-in-fact on behalf of the undersigned pursuant to
this Power of Attorney shall be in such form and shall contain
such terms and conditions as such attorney-in-fact may approve in
his or her discretion.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform each and every act and thing whatsoever
requisite, necessary and proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or his or her substitute or substitutes, shall lawfully do
or cause to be done by virtue of this Power of Attorney and the rights and
powers herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities to
comply with Section 16 of the Securities Exchange Act of 1934. This
authorization shall remain in effect unless and until it is revoked in writing
by the undersigned.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 14th day of April, 2011.
/s/ Alexander S. Moczarski
---------------------------------
Alexander S. Moczarski