0001127602-11-013510.txt : 20110422 0001127602-11-013510.hdr.sgml : 20110422 20110422173218 ACCESSION NUMBER: 0001127602-11-013510 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110420 FILED AS OF DATE: 20110422 DATE AS OF CHANGE: 20110422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOCZARSKI ALEXANDER S CENTRAL INDEX KEY: 0001518326 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 11776143 MAIL ADDRESS: STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 3 1 form3.xml PRIMARY DOCUMENT X0203 3 2011-04-20 0 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001518326 MOCZARSKI ALEXANDER S 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 President & CEO, Guy Carpenter Common Stock 49269 D Restricted Stock Units Common Stock 29116 D Stock Options (Right to Buy) 27.86 2014-03-16 Common Stock 9524 D Stock Options (Right to Buy) 30.505 2015-03-15 Common Stock 50000 D Stock Options (Right to Buy) 30.215 2016-03-14 Common Stock 19050 D Stock Options (Right to Buy) 29.60 2017-02-11 Common Stock 5963 D Stock Options (Right to Buy) 22.705 2020-02-21 Common Stock 61856 D Stock Options (Right to Buy) 30.595 2021-02-20 Common Stock 22489 D Stock Options (Right to Buy) 27.86 2007-07-01 2012-03-20 Common Stock 3612 D Stock Options (Right to Buy) 27.86 2007-07-01 2013-03-19 Common Stock 7500 D Not Applicable. The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. These options vested in two installments as follows: 7,143 on July 1, 2007 and 2,381 on March 17, 2008. These options vested in four equal annual installments on March 16th of 2006, 2007, 2008, and 2009. These options become exercisable only if, after they are vested, the closing price of Marsh & McLennan Companies common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days. These options vested in four equal annual installments on March 15th of 2007, 2008, 2009, and 2010. These options become exercisable only if, after they are vested, the closing price of Marsh & McLennan Companies common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days. These options vested in four equal annual installments on February 12th of 2008, 2009, 2010, and 2011. These options become exercisable only if, after they are vested, the closing price of Marsh & McLennan Companies common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days. These options vest in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014. These options vest in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015. /s/ Lucy Fato, Attorney-in-Fact 2011-04-22 EX-24 2 doc1.txt EXHIBIT 24 Exhibit 24 POWER OF ATTORNEY FOR EXECUTING FORMS 3, 4 AND 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Lucy Fato, Katherine J. Brennan and Tiffany Wooley signing singly, his true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This authorization shall remain in effect unless and until it is revoked in writing by the undersigned. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 14th day of April, 2011. /s/ Alexander S. Moczarski --------------------------------- Alexander S. Moczarski