0000950103-19-003099.txt : 20190305 0000950103-19-003099.hdr.sgml : 20190305 20190305182019 ACCESSION NUMBER: 0000950103-19-003099 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferland Martine CENTRAL INDEX KEY: 0001769136 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 19660266 MAIL ADDRESS: STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 3 1 dp103467_3-ferland.xml FORM 3 X0206 3 2019-03-01 0 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001769136 Ferland Martine 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 1 0 0 President and CEO, Mercer Common Stock 2763 D Restricted Stock Units Common Stock 8798 D Stock Options (Right to Buy) 57.325 2026-02-21 Common Stock 9192 D Stock Options (Right to Buy) 73.195 2027-02-21 Common Stock 7912 D Stock Options (Right to Buy) 83.046 2028-02-20 Common Stock 7518 D Stock Options (Right to Buy) 90.785 2029-02-18 Common Stock 56085 D Not Applicable. This security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. These options were granted on February 22, 2016 and vest in four equal annual installments. The first three installments vested and became exercisable on February 22nd of 2017, 2018 and 2019. The remaining installment vests on February 22nd of 2020. These options were granted on February 22, 2017 and vest in four equal annual installments. The first two installments vested and became exercisable on February 22nd of 2018 and 2019. The remaining installments vest on February 22nd of 2020 and 2021. These options were granted on February 21, 2018 and vest in four equal annual installments. The first installment vested and became exercisable on February 21, 2019. The remaining installments vest on February 21st of 2020, 2021 and 2022. These options were granted on February 19, 2019 and vest in four equal annual installments on February 19th of 2020, 2021, 2022 and 2023. /s/ Tiffany D. Wooley, Attorney-in-Fact 2019-03-05 EX-24 2 dp103467_ex24.txt EXHIBIT 24 POWER OF ATTORNEY FOR SECTION 16 AND EU MARKET ABUSE REGULATION FILINGS Know all by these presents that the undersigned hereby constitutes and appoints each of Katherine J. Brennan, Tiffany D. Wooley and Connor Kuratek signing singly, his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to comply with the responsibilities of the undersigned as set out in the EU Market Abuse Regulation (2014/596/EU), namely the requirement to file all necessary forms relating to share dealing with the Financial Conduct Authority in the United Kingdom; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended, and with the EU Market Abuse Regulation (2014/596/EU).This authorization shall remain in effect unless and until it is revoked in writing by the undersigned. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 21st day of February 2019. /s/ Martine Ferland _______________________ Martine Ferland