-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HbeasM3DZ3fi2AkCTWeXDlfDSFsuGjek8/x7qT3KJr1xmrAqqFihGQ0CrDz8pdiJ j7lAruPlNhfwnUy3Bsjchw== 0000062709-07-000058.txt : 20070214 0000062709-07-000058.hdr.sgml : 20070214 20070214173718 ACCESSION NUMBER: 0000062709-07-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070212 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spiller David CENTRAL INDEX KEY: 0001366755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 07623614 BUSINESS ADDRESS: BUSINESS PHONE: 917-937-3000 MAIL ADDRESS: STREET 1: ONE MADISON AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010-3658 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-02-12 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001366755 Spiller David C/O GUY CARPENTER & COMPANY, INC. ONE MADISON AVENUE NEW YORK NY 10010 0 1 0 0 CEO, Guy Carpenter Common Stock 887.5016 D Restricted Stock Units 2007-02-12 4 A 0 12669 0 A Common Stock 12669 111796.178 D Stock Options (Right to buy) 29.6 2007-02-12 4 A 0 46875 0 A 2017-02-11 Common Stock 46875 46875 D Reflects shares acquired under the MMC Employee Stock Purchase Plan on January 3, 2007 at prevailing market prices. The security converts to MMC Common Stock on a 1-for-1 basis. These options vest in four equal annual installments on February 12th of 2008, 2009, 2010 and 2011. These options become exercisable only if, after they are vested, the price of MMC common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days. Not Applicable Leon J. Lichter, Attorney-in-Fact 2007-02-14 -----END PRIVACY-ENHANCED MESSAGE-----