-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QJvjmavwh0DxeA9dkbTf4udq65rjp99+ogAF7wB4hUI6wUHvVoSN0sVRTJ4j8pAo ras+k7myjVdrAOBMYeUBSg== 0000062709-07-000046.txt : 20070214 0000062709-07-000046.hdr.sgml : 20070214 20070214181024 ACCESSION NUMBER: 0000062709-07-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070212 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bartley Matthew B CENTRAL INDEX KEY: 0001376538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 07624084 BUSINESS ADDRESS: BUSINESS PHONE: 212-345-2294 MAIL ADDRESS: STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036-2774 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-02-12 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001376538 Bartley Matthew B 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 1 0 0 Chief Financial Officer Common Stock 4449.4862 D Common Stock - SIP 2256.456 I Stock Investment Plan (401(k)) Restricted Stk. Units -SISP 2006-12-31 5 J 0 E 380.787 0 A Common Stock 380.787 2858.143 D Restricted Stock Units 2007-02-12 4 A 0 8446 0 A Common Stock 8446 34900 D Stock Options (Right to buy) 29.6 2007-02-12 4 A 0 31250 0 A 2017-02-11 Common Stock 31250 31250 D Reflects reporting person's plan balance as of December 31, 2006. Includes 851.4196 shares acquired under the MMC Employee Stock Purchase Plan at prevailing market prices. The security converts to MMC Common Stock on a 1-for-1 basis. These options vest in four equal annual installments on February 12th of 2008, 2009, 2010 and 2011. These options become exercisable only if, after they are vested, the price of MMC common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days. Reflects shares acquired by the Stock Investment Supplemental Plan (SISP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan balance as of December 31, 2006. Not Applicable Leon J. Lichter, Attorney-in-Fact 2007-02-14 -----END PRIVACY-ENHANCED MESSAGE-----