-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PAZpEd7gO0EAmpR4ZtROyZ3+5BglmTXuKezwHwZsZsnAxMbWOrJHppdxgBL6oRaU A1Uty03LLN+Q7lvv69Oyhg== 0000062709-06-000182.txt : 20061005 0000062709-06-000182.hdr.sgml : 20061005 20061005160607 ACCESSION NUMBER: 0000062709-06-000182 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060925 FILED AS OF DATE: 20061005 DATE AS OF CHANGE: 20061005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES, INC. CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123455000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bartley Matthew B CENTRAL INDEX KEY: 0001376538 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 061131279 BUSINESS ADDRESS: BUSINESS PHONE: 212-345-2294 MAIL ADDRESS: STREET 1: C/O MARSH & MCLENNAN COMPANIES, INC. STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036-2774 3 1 doc.xml PRIMARY DOCUMENT X0202 3 2006-09-25 0 0000062709 MARSH & MCLENNAN COMPANIES, INC. MMC 0001376538 Bartley Matthew B 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 1 0 0 Chief Financial Officer Common Stock 3133.7217 D Common Stock - SIP 2247.239 I Stock Investment Plan (401(k)) Restricted Stk. Units -SISP Common Stock 2477.356 D Restricted Stock Units Common Stock 2791 D Restricted Stock Units - Bonus Deferral Plan Common Stock 9826.119 D Stock Options (Right to buy) 27.86 2007-07-01 2013-03-19 Common Stock 5000 D Stock Options (Right to buy) 27.86 2007-07-01 2011-01-17 Common Stock 5715 D Stock Options (Right to buy) 27.86 2014-03-16 Common Stock 4524 D Stock Options (Right to buy) 27.86 2007-07-01 2012-03-20 Common Stock 2778 D Stock Options (Right to buy) 27.86 2007-07-01 2011-03-14 Common Stock 3704 D Stock Options (Right to buy) 30.215 2016-03-14 Common Stock 5000 D Stock Options (Right to buy) 30.505 2015-03-15 Common Stock 14000 D These options vest in four equal annual installments on March 16th of 2006, 2007, 2008, and 2009. These options become exercisable only if, after they are vested, the price of MMC common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days. These options vest in four equal annual installments on March 15th of 2007, 2008, 2009, and 2010. These options become exercisable only if, after they are vested, the price of MMC common stock is at least 15% higher than the exercise price of the options for ten consecutive trading days. The security converts to MMC Common Stock on a 1-for-1 basis. 3,393 of these options vest on 7/1/2007 and the remaining 1,131 options vest on 3/17/2008. Not Applicable Matthew B. Bartley 2006-10-04 EX-24 2 powerofattorney.txt POWER OF ATTORNEY LETTER Exhibit 24 POWER OF ATTORNEY FOR EXECUTING FORMS 3, 4 AND 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Lucy Fato, Leon J. Lichter and Scott Budlong, signing singly, his true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This authorization shall remain in effect unless and until it is revoked in writing by the undersigned. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 4th day of October, 2006. /s/ Matthew B. Bartley --------------------------------- Matthew B. Bartley -----END PRIVACY-ENHANCED MESSAGE-----