-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nlr22aZdZnedV/+vE5+NTSXYFTZWybN48OpMlISwdcEpalSG93EJ4rAt/SZaZxfV ec+YLmjt9HT06Xk2BYaXmQ== 0000062709-02-000018.txt : 20020807 0000062709-02-000018.hdr.sgml : 20020807 20020807144832 ACCESSION NUMBER: 0000062709-02-000018 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020807 ITEM INFORMATION: FILED AS OF DATE: 20020807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSH & MCLENNAN COMPANIES INC CENTRAL INDEX KEY: 0000062709 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 362668272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05998 FILM NUMBER: 02721689 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 8002251581 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MARLENNAN CORP DATE OF NAME CHANGE: 19760505 8-K 1 form8k2002.txt FORM 8-K (DATED AUGUST 7, 2002) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _____________________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 7, 2002 - -------------------------------------------------------------------------------- (Date of earliest event reported) Marsh & McLennan Companies, Inc. -------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 1-5998 36-2668272 - -------------------------------------------------------------------------------- (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 1166 Avenue of the Americas, New York, NY 10036 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (212) 345-5000 -------------------------------------------------------------- (Registrant's telephone number, including area code) Item 9. Regulation FD Disclosure On August 7, 2002, each of the Principal Executive Officer, Jeffrey W. Greenberg, and Principal Financial Officer, Sandra S. Wijnberg, of Marsh & McLennan Companies, Inc., submitted to the SEC sworn statements pursuant to Securities and Exchange Commission Order No. 4-460. A copy of each of these statements is attached to this Report as an exhibit and is incorporated herein by reference. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MARSH & McLENNAN COMPANIES, INC. By: /s/ Gregory F. Van Gundy ---------------------------- Name: Gregory F. Van Gundy Title: Secretary Date: August 7, 2002 Exhibit Index Exhibit (99.1): Statement Under Oath of Principal Executive Officer dated August 7, 2002 Exhibit (99.2): Statement Under Oath of Principal Financial Officer dated August 7, 2002 EX-99 2 exhibit991.txt EXHIBIT 99.1 (OFFICER CERTIFICATE) Exhibit 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Jeffrey W. Greenberg, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Marsh & McLennan Companies, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report for the year ended December 31, 2001 on Form 10-K of Marsh & McLennan Companies, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Marsh & McLennan Companies, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Jeffrey W. Greenberg --------------------------------------- Jeffery W. Greenberg August 7, 2002 Subscribed and sworn to before me this 7 day of August 2002. /s/ Nellie Chaparro --------------------------------------- Notary Public My Commission Expires: Nellie Chaparro Notary Public, State of New York No. 0616250 Qualified in New York County Commission Expires May 31, 2003 EX-99 3 exhibit992.txt EXHIBIT 99.2 (OFFICER CERTIFICATE) Exhibit 99.2 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Sandra S. Wijnberg, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Marsh & McLennan Companies, Inc., and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report for the year ended December 31, 2001 on Form 10-K of Marsh & McLennan Companies, Inc.; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Marsh & McLennan Companies, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Sandra S. Wijnberg ---------------------------------------- Sandra S. Wijnberg August 7, 2002 Subscribed and sworn to before me this 7 day of August 2002. /s/ Nellie Chaparro ---------------------------------------- Notary Public My Commission Expires: Nellie Chaparro Notary Public, State of New York No. 0616250 Qualified in New York County Commission Expires May 31, 2003 -----END PRIVACY-ENHANCED MESSAGE-----