0001567619-22-014285.txt : 20220721
0001567619-22-014285.hdr.sgml : 20220721
20220721130006
ACCESSION NUMBER: 0001567619-22-014285
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220718
FILED AS OF DATE: 20220721
DATE AS OF CHANGE: 20220721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marcus Gregory S
CENTRAL INDEX KEY: 0001333075
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12604
FILM NUMBER: 221096550
MAIL ADDRESS:
STREET 1: 100 EAST WISCONSIN AVENUE
STREET 2: SUITE 1900
CITY: MILWAUKEE
STATE: WI
ZIP: 53202-4125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARCUS CORP
CENTRAL INDEX KEY: 0000062234
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE THEATERS [7830]
IRS NUMBER: 391139844
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 100 EAST WISCONSIN AVENUE
STREET 2: SUITE 1900
CITY: MILWAUKEE
STATE: WI
ZIP: 53202-4125
BUSINESS PHONE: 4142726020
MAIL ADDRESS:
STREET 1: 100 EAST WISCONSIN AVENUE
STREET 2: SUITE 1900
CITY: MILWAUKEE
STATE: WI
ZIP: 53202-4125
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2022-07-18
2022-07-20
0
0000062234
MARCUS CORP
MCS
0001333075
Marcus Gregory S
THE MARCUS CORPORATION
100 E. WISCONSIN AVE., SUITE 1900
MILWAUKEE
WI
53202
0
1
0
0
President and CEO
Common Stock
2022-07-18
4
M
0
52000
13.12
A
204522
D
Common Stock
2022-07-18
4
F
0
46430
15.5
D
158092
D
Common Stock
75
I
As custodian
Common Stock
7209.28
I
By 401(k) Plan
Stock Option (right to buy)(granted 7/31/12)
13.12
2022-07-18
4
M
0
52000
0
D
Common Stock
52000
0
D
Stock Option (right to buy) (granted 7/30/13)
13.04
2023-07-30
Common Stock
57500
57500
D
Stock Option (right to buy) (granted 7/29/14)
18.34
2024-07-29
Common Stock
49500
49500
D
Stock Option (right to buy) (granted 7/28/15)
20.26
2025-07-28
Common Stock
44100
44100
D
Stock Option (right to buy) (granted 3/1/16)
18.68
2026-03-01
Common Stock
28500
28500
D
Stock Option (right to buy) (granted 2/28/17)
31.20
2027-02-28
Common Stock
40000
40000
D
Stock Option (right to buy) (granted 2/27/18)
27
2028-02-27
Common Stock
75000
75000
D
Stock Option (right to buy) (granted 2/26/19)
41.9
2029-02-26
Common Stock
70200
70200
D
Stock Option (right to buy) (granted 2/25/20)
28.88
2030-02-25
Common Stock
121000
121000
D
Stock Option (right to buy) (granted 5/8/20)
12.71
2030-05-08
Common Stock
80000
80000
D
Stock Option (right to buy)(granted 3/9/21)
21.84
2031-03-09
Common Stock
137300
137300
D
Class B Common Stock
Common Stock
191056
191056
D
Class B Common Stock
Common Stock
10786
10786
I
As custodian
Class B Common Stock
Common Stock
8388
8388
I
As trustee
Class B Common Stock
Common Stock
18233
18233
I
By spouse
This amendment is being filed to re-state the Form 4 filing made on July 20, 2022 in its entirety.
Represents a net exercise of outstanding options. The reporting person received 5,570 shares of common stock on net exercise of option to purchase 52,000 shares of common stock. The Company withheld 46,430 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing stock price on July 18, 2022 of $15.50, pursuant to the terms of The Marcus Corporation 2004 Equity and Incentive Awards Plan.
As sole custodian of the Alexandra Marcus U/WI/UTMA.
Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.
This security is convertible into common stock on a 1-for-1 basis at no cost.
This security is immediately exercisable.
No expiration date.
As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA.
As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust.
/s/ Steven R. Barth, Attorney-in-Fact for Gregory S. Marcus
2022-07-21