0001567619-22-014285.txt : 20220721 0001567619-22-014285.hdr.sgml : 20220721 20220721130006 ACCESSION NUMBER: 0001567619-22-014285 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220718 FILED AS OF DATE: 20220721 DATE AS OF CHANGE: 20220721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marcus Gregory S CENTRAL INDEX KEY: 0001333075 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12604 FILM NUMBER: 221096550 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARCUS CORP CENTRAL INDEX KEY: 0000062234 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE THEATERS [7830] IRS NUMBER: 391139844 STATE OF INCORPORATION: WI FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 BUSINESS PHONE: 4142726020 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 4/A 1 doc1.xml FORM 4/A X0306 4/A 2022-07-18 2022-07-20 0 0000062234 MARCUS CORP MCS 0001333075 Marcus Gregory S THE MARCUS CORPORATION 100 E. WISCONSIN AVE., SUITE 1900 MILWAUKEE WI 53202 0 1 0 0 President and CEO Common Stock 2022-07-18 4 M 0 52000 13.12 A 204522 D Common Stock 2022-07-18 4 F 0 46430 15.5 D 158092 D Common Stock 75 I As custodian Common Stock 7209.28 I By 401(k) Plan Stock Option (right to buy)(granted 7/31/12) 13.12 2022-07-18 4 M 0 52000 0 D Common Stock 52000 0 D Stock Option (right to buy) (granted 7/30/13) 13.04 2023-07-30 Common Stock 57500 57500 D Stock Option (right to buy) (granted 7/29/14) 18.34 2024-07-29 Common Stock 49500 49500 D Stock Option (right to buy) (granted 7/28/15) 20.26 2025-07-28 Common Stock 44100 44100 D Stock Option (right to buy) (granted 3/1/16) 18.68 2026-03-01 Common Stock 28500 28500 D Stock Option (right to buy) (granted 2/28/17) 31.20 2027-02-28 Common Stock 40000 40000 D Stock Option (right to buy) (granted 2/27/18) 27 2028-02-27 Common Stock 75000 75000 D Stock Option (right to buy) (granted 2/26/19) 41.9 2029-02-26 Common Stock 70200 70200 D Stock Option (right to buy) (granted 2/25/20) 28.88 2030-02-25 Common Stock 121000 121000 D Stock Option (right to buy) (granted 5/8/20) 12.71 2030-05-08 Common Stock 80000 80000 D Stock Option (right to buy)(granted 3/9/21) 21.84 2031-03-09 Common Stock 137300 137300 D Class B Common Stock Common Stock 191056 191056 D Class B Common Stock Common Stock 10786 10786 I As custodian Class B Common Stock Common Stock 8388 8388 I As trustee Class B Common Stock Common Stock 18233 18233 I By spouse This amendment is being filed to re-state the Form 4 filing made on July 20, 2022 in its entirety. Represents a net exercise of outstanding options. The reporting person received 5,570 shares of common stock on net exercise of option to purchase 52,000 shares of common stock. The Company withheld 46,430 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing stock price on July 18, 2022 of $15.50, pursuant to the terms of The Marcus Corporation 2004 Equity and Incentive Awards Plan. As sole custodian of the Alexandra Marcus U/WI/UTMA. Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan. The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years. The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years. This security is convertible into common stock on a 1-for-1 basis at no cost. This security is immediately exercisable. No expiration date. As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA. As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust. /s/ Steven R. Barth, Attorney-in-Fact for Gregory S. Marcus 2022-07-21