-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RF/b0NpEZoWlqXIVngWqTX6B5jwy1sB6ITctjtogeDCiegiwXrMu5frJhTbMb5sz zToZJZTltbbq+H0kmeqqVA== 0000897069-06-002016.txt : 20060911 0000897069-06-002016.hdr.sgml : 20060911 20060911170039 ACCESSION NUMBER: 0000897069-06-002016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060907 FILED AS OF DATE: 20060911 DATE AS OF CHANGE: 20060911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARCUS CORP CENTRAL INDEX KEY: 0000062234 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 391139844 STATE OF INCORPORATION: WI FISCAL YEAR END: 0527 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 BUSINESS PHONE: 4142726020 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILSTEIN PHILIP L CENTRAL INDEX KEY: 0001195907 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12604 FILM NUMBER: 061084651 BUSINESS ADDRESS: STREET 1: 5 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-339-2140 MAIL ADDRESS: STREET 1: 390 PARK AVENUE, SUITE 600 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 mil395.xml X0202 4 2006-09-07 0 0000062234 MARCUS CORP MCS 0001195907 MILSTEIN PHILIP L C/O OGDEN CAP PROPERTIES, LLC 390 PARK AVENUE, SUITE 600 NEW YORK NY 10022 1 0 0 0 Common Stock 2006-09-07 4 M 0 2139 9.9945 A 56648 D Common Stock 2006-09-07 4 F 0 1076 19.8800 D 55572 D Common Stock 2000 I By Spouse Common Stock 8100 I By Children Common Stock 5625 I By Self as Trustee for Abby Black Elbaum Common Stock 57500 I By Self as Trustee for PLM Foundation Class B Common Stock 62055 I As Partner of Northmon Investment Co. Class B Common Stock 39601 D Common Stock 124111 I By Self as Co-Trustee for SVM Foundation Common Stock 7800 I As Co-Manager Stock Option (Right to Buy) 9.9945 2006-09-07 4 M 0 2139 0 D 1996-12-18 2006-12-18 Common Stock 2139 0 D Stock Option (Right to Buy) 11.4557 1997-05-29 2007-05-29 Common Stock 1069 1069 D Stock Option (Right to Buy) 12.7122 1998-05-28 2008-05-28 Common Stock 713 713 D Stock Option (Right to Buy) 8.9424 1999-05-27 2009-05-27 Common Stock 713 713 D Stock Option (Right to Buy) 7.7150 2000-05-25 2010-05-25 Common Stock 713 713 D Stock Option (Right to Buy) 10.0295 2001-05-31 2011-05-31 Common Stock 713 713 D Stock Option (Right to Buy) 9.2159 2002-05-30 2012-05-30 Common Stock 713 713 D Stock Option (Right to Buy) 9.5245 2003-05-29 2013-05-29 Common Stock 713 713 D Stock Option (Right to Buy) 11.2709 2004-05-27 2014-05-27 Common Stock 713 713 D Stock Option (Right to Buy) 15.6966 2005-05-26 2015-05-26 Common Stock 713 713 D Stock Option (Right to Buy) 17.7300 2006-05-25 2016-05-25 Common Stock 500 500 D The undersigned disclaims any beneficial interest in shares owned by his wife, children, held by him as trustee for Ms. Abby Black Elbaum, held by him as trustee for PLM Foundation, or held by him as co-trustee for SVM Foundation. The undersigned reports these shares (a) as Co-Manager of Ogden CAP Associates, LLC (the "LLC") and (b) as a beneficiary of certain trusts. As the beneficiary of trusts that participate in the investments of the LLC, the undersigned may be deemed to have a pecuniary interest in 1,300 shares owned by the LLC. The undersigned disclaims any beneficial interest in the remaining 6,500 shares owned by the LLC, in which he does not have a pecuniary interest. Granted pursuant to The Marcus Corporation 1994 Nonemployee Director Stock Option Plan. Granted pursuant to The Marcus Corporation 2004 Equity Incentive Plan. By: Tracy L. Haas, Attorney-In-Fact 2006-09-11 -----END PRIVACY-ENHANCED MESSAGE-----