-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CCHmKSX4dCdUlG2y3WG9p0bGNwf0dF5zidxeJglmU5v0hPe5XY7VaZuV/DAvgjDt bVuugwj8EPJxq/LFYoSyAQ== 0000897069-06-000672.txt : 20060228 0000897069-06-000672.hdr.sgml : 20060228 20060228183946 ACCESSION NUMBER: 0000897069-06-000672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060224 FILED AS OF DATE: 20060228 DATE AS OF CHANGE: 20060228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARCUS CORP CENTRAL INDEX KEY: 0000062234 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 391139844 STATE OF INCORPORATION: WI FISCAL YEAR END: 0527 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 BUSINESS PHONE: 4142726020 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTTO WILLIAM J CENTRAL INDEX KEY: 0001201263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12604 FILM NUMBER: 06652710 MAIL ADDRESS: STREET 1: C/O MARCUS CORP STREET 2: 100 EAST WISCONSIN AVE, SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 4 1 ott339.xml X0202 4 2006-02-24 0 0000062234 MARCUS CORP MCS 0001201263 OTTO WILLIAM J C/O THE MARCUS CORPORATION 100 EAST WISCONSIN AVENUE, SUITE 1900 MILWAUKEE WI 532024125 0 1 0 0 Pres. & COO/Marcus Hotels, Inc Common Stock 15661 D Common Stock 1484 I By 401(k) Plan Stock Option (right to buy) (granted 6/26/96) 16.7500 2006-02-24 4 D 0 4500 D 2006-06-26 Common Stock 4500 0 D Stock Option (right to buy) (granted 6/26/96) 11.7479 2006-02-24 4 A 0 6416 A 2006-06-26 Common Stock 6416 6416 D Stock Option (right to buy) (6/26/97) 16.5000 2006-02-24 4 D 0 4500 D 2007-06-26 Common Stock 4500 0 D Stock Option (right to buy) (granted 6/26/97) 11.5725 2006-02-24 4 A 0 6416 A 2007-06-26 Common Stock 6416 6416 D Stock Option (right to buy) (granted 6/25/98) 16.9375 2006-02-24 4 D 0 4500 D 2008-06-25 Common Stock 4500 0 D Stock Option (right to buy) (granted 6/25/98) 11.8794 2006-02-24 4 A 0 6416 A 2008-06-25 Common Stock 6416 6416 D Stock Option (right to buy) (granted 7/12/01) 14.0500 2006-02-24 4 D 0 3000 D 2011-07-12 Common Stock 3000 0 D Stock Option (right to buy) (granted 7/12/01) 9.8542 2006-02-24 4 A 0 4277 A 2011-07-12 Common Stock 4277 4277 D Stock Option (right to buy) (granted 7/11/02) 15.5500 2006-02-24 4 D 0 20000 D 2012-07-11 Common Stock 20000 0 D Stock Option (right to buy) (granted 7/11/02) 10.9062 2006-02-24 4 A 0 28516 A 2012-07-11 Common Stock 28516 28516 D Stock Option (right to buy) (granted 9/8/03) 14.6100 2006-02-24 4 D 0 10000 D 2013-09-08 Common Stock 10000 0 D Stock Option (right to buy) (granted 9/8/03) 10.2469 2006-02-24 4 A 0 14258 A 2013-09-08 Common Stock 14258 14258 D Stock Option (right to buy) (granted 8/18/04) 18.1500 2006-02-24 4 D 0 10000 D 2014-08-18 Common Stock 10000 0 D Stock Option (right to buy) (granted 8/18/04) 12.7298 2006-02-24 4 A 0 14258 A 2014-08-18 Common Stock 14258 14258 D Stock Option (right to buy) (granted 10/6/05) 20.0600 2006-02-24 4 D 0 10000 D 2015-10-06 Common Stock 10000 0 D Stock Option (right to buy) (granted 10/6/05) 14.0694 2006-02-24 4 A 0 14258 A 2015-10-06 Common Stock 14258 14258 D Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan. Involves an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. In connection with a special cash distribution paid to shareholders, the number of shares purchasable pursuant to the option and the exercise price payable upon exercise of the option were adjusted to reflect the effects of the cash distribution. The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years. The options vest and become exercisable as follows: 20% after 1st anniversary of the date of grant, 40% after 2nd anniversary; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years. By: Steven R. Barth, Attorney-In-Fact 2006-02-28 -----END PRIVACY-ENHANCED MESSAGE-----