-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oi8IV3+N43dXn32L6er7jhz3Pi37ynx/EmO7Ft/fN0vPpufk27VckTSdMh0Vf0NW AT4Ltf0iXGP1EuCihY+LHg== 0000897069-06-000667.txt : 20060228 0000897069-06-000667.hdr.sgml : 20060228 20060228183333 ACCESSION NUMBER: 0000897069-06-000667 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060224 FILED AS OF DATE: 20060228 DATE AS OF CHANGE: 20060228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARCUS CORP CENTRAL INDEX KEY: 0000062234 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 391139844 STATE OF INCORPORATION: WI FISCAL YEAR END: 0527 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 BUSINESS PHONE: 4142726020 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marcus Gregory S CENTRAL INDEX KEY: 0001333075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12604 FILM NUMBER: 06652686 BUSINESS ADDRESS: BUSINESS PHONE: 414-905-1390 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 4 1 mar336.xml X0202 4 2006-02-24 0 0000062234 MARCUS CORP MCS 0001333075 Marcus Gregory S C/O THE MARCUS CORPORATION 100 EAST WISCONSIN AVENUE, SUITE 1900 MILWAUKEE WI 532024125 0 1 0 0 Senior Vice President Common Stock 13806 D Common Stock 75 I As custodian Common Stock 2183 I By 401(k) Plan Stock Option (right to buy) (granted 6/26/96) 16.7500 2006-02-24 4 D 0 1500 D 2006-06-26 Common Stock 1500 0 D Stock Option (right to buy) (granted 6/26/96) 11.7479 2006-02-24 4 A 0 2139 A 2006-06-26 Common Stock 2139 2139 D Stock Option (right to buy) (6/26/97) 16.5000 2006-02-24 4 D 0 1500 D 2007-06-26 Common Stock 1500 0 D Stock Option (right to buy) (granted 6/26/97) 11.5725 2006-02-24 4 A 0 2139 A 2007-06-26 Common Stock 2139 2139 D Stock Option (right to buy) (granted 6/25/98) 16.9375 2006-02-24 4 D 0 1500 D 2008-06-25 Common Stock 1500 0 D Stock Option (right to buy) (granted 6/25/98) 11.8794 2006-02-24 4 A 0 2139 A 2008-06-25 Common Stock 2139 2139 D Stock Option (right to buy) (granted 6/30/99) 12.3125 2006-02-24 4 D 0 3500 D 2009-06-30 Common Stock 3500 0 D Stock Option (right to buy) (granted 6/30/99) 8.6356 2006-02-24 4 A 0 4990 A 2009-06-30 Common Stock 4990 4990 D Stock Option (right to buy) (granted 6/28/00) 11.4300 2006-02-24 4 D 0 15000 D 2010-06-28 Common Stock 15000 0 D Stock Option (right to buy) (granted 6/28/00) 8.0219 2006-02-24 4 A 0 21387 A 2010-06-28 Common Stock 21387 21387 D Stock Option (right to buy) (granted 7/11/02) 15.5500 2006-02-24 4 D 0 25000 D 2012-07-11 Common Stock 25000 0 D Stock Option (right to buy) (granted 7/11/02) 10.9062 2006-02-24 4 A 0 35645 A 2012-07-11 Common Stock 35645 35645 D Stock Option (right to buy) (granted 9/8/03) 14.6100 2006-02-24 4 D 0 7500 D 2013-09-08 Common Stock 7500 0 D Stock Option (right to buy) (granted 9/8/03) 10.2469 2006-02-24 4 A 0 10693 A 2013-09-08 Common Stock 10693 10693 D Stock Option (right to buy) (granted 8/18/04) 18.1500 2006-02-24 4 D 0 7500 D 2014-08-18 Common Stock 7500 0 D Stock Option (right to buy) (granted 8/18/04) 12.7298 2006-02-24 4 A 0 10694 A 2014-08-18 Common Stock 10694 10694 D Stock Option (right to buy) (granted 10/6/05) 20.0600 2006-02-24 4 D 0 10000 D 2015-10-06 Common Stock 10000 0 D Stock Option (right to buy) (granted 10/6/05) 14.0694 2006-02-24 4 A 0 14258 A 2015-10-06 Common Stock 14258 14258 D Class B Common Stock 0.0000 Common Stock 196491 196491 D Class B Common Stock 0.0000 Common Stock 31800 31800 I As custodian Class B Common Stock 0.0000 Common Stock 10667 10667 I By spouse As sole custodian of these shares held by the Alexandra Marcus U/WI/UTMA. Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan. Involves an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. In connection with a special cash distribution paid to shareholders, the number of shares purchasable pursuant to the option and the exercise price payable upon exercise of the option were adjusted to reflect the effects of the cash distribution. The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years. The options vest and become exercisable as follows: 20% after 1st anniversary of the date of grant, 40% after 2nd anniversary; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years. This security is convertible into common stock on a 1-for-1 basis at no cost. This security is immediately exercisable. No expiration date. As sole custodian of 13,900 Class B shares held by the Alexandra Marcus U/WI/UTMA, 13,900 Class B shares held by the Michael Marcus U/WI/UTMA, and 4,000 Class B shares held by the Samantha Marcus U/WI/UTMA. By: Steven R. Barth, Attorney-In-Fact 2006-02-28 -----END PRIVACY-ENHANCED MESSAGE-----