-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fk5w2uUQ55D0itvZVTk5V5ZX0cm+eLFLLlNqckUH12QXuYrGFY2Mpjuo2dGG5J7H bamxcVjh3lK52eem9nG4zg== 0000897069-04-001614.txt : 20040907 0000897069-04-001614.hdr.sgml : 20040906 20040907124009 ACCESSION NUMBER: 0000897069-04-001614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040903 FILED AS OF DATE: 20040907 DATE AS OF CHANGE: 20040907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTTO WILLIAM J CENTRAL INDEX KEY: 0001201263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12604 FILM NUMBER: 041018254 MAIL ADDRESS: STREET 1: C/O MARCUS CORP STREET 2: 100 EAST WISCONSIN AVE, SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARCUS CORP CENTRAL INDEX KEY: 0000062234 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 391139844 STATE OF INCORPORATION: WI FISCAL YEAR END: 0527 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 BUSINESS PHONE: 4142726020 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVENUE STREET 2: SUITE 1900 CITY: MILWAUKEE STATE: WI ZIP: 53202-4125 4 1 ott234.xml X0202 4 2004-09-03 0 0000062234 MARCUS CORP MCS 0001201263 OTTO WILLIAM J C/O THE MARCUS CORPORATION 100 EAST WISCONSIN AVENUE, SUITE 1900 MILWAUKEE WI 532024125 0 1 0 0 Pres. & COO/Marcus Hotels, Inc Common Stock 2004-09-03 4 M 0 2000 11.4375 A 9500 D Common Stock 2004-09-03 4 M 0 2000 12.3125 A 11500 D Common Stock 2004-09-03 4 S 0 4000 20.0000 D 7500 D Common Stock 1353 I By 401(k) Plan Employee Stock Option (granted 6/30/99) 12.3125 2004-09-03 4 M 0 2000 0 D 2009-06-30 Common Stock 2000 0 D Employee Stock Option (granted 6/28/00) 11.4375 2004-09-03 4 M 0 2000 0 D 2010-06-28 Common Stock 2000 2000 D Employee Stock Option (granted 6/22/95) 13.0000 2005-06-22 Common Stock 6750 6750 D Employee Stock Option (granted 6/26/96) 16.7500 2006-06-26 Common Stock 4500 4500 D Employee Stock Option (granted 6/26/97) 16.5000 2007-06-26 Common Stock 4500 4500 D Employee Stock Option (granted 6/25/98) 16.9375 2008-06-25 Common Stock 4500 4500 D Employee Stock Option (granted 1/15/01) 14.3750 2011-01-15 Common Stock 10000 10000 D Employee Stock Option (granted 7/12/01) 14.0500 2011-07-12 Common Stock 15000 15000 D Employee Stock Option (granted 7/11/02) 15.5500 2012-07-11 Common Stock 20000 20000 D Employee Stock Option (granted 9/8/03) 14.6100 2013-09-08 Common Stock 10000 10000 D Employee Stock Option (granted 8/18/04)) 18.1500 2014-08-18 Common Stock 10000 10000 D Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan. The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years. The options originally granted vest and become exercisable as follows: 40% after 1st anniversary of the date of grant; 60% after 2nd anniversary; 80% after 3rd anniversary; and 100% after 4 1/2 years. By: Ralph J. Gundrum, Attorney-In-Fact 2004-09-07 -----END PRIVACY-ENHANCED MESSAGE-----