-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SELncyfboHcBtJF6aACUBHrtBL0k9eJShlP40Lzas03ey9gCrmrwjPNpX7/TiCnJ 3peeMI4yBwLaWc7bhh/S1A== 0000062039-07-000026.txt : 20071219 0000062039-07-000026.hdr.sgml : 20071219 20071219151345 ACCESSION NUMBER: 0000062039-07-000026 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071219 DATE AS OF CHANGE: 20071219 EFFECTIVENESS DATE: 20071219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MANNING & NAPIER ADVISORS INC CENTRAL INDEX KEY: 0000062039 IRS NUMBER: 160995736 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00866 FILM NUMBER: 071316191 BUSINESS ADDRESS: STREET 1: 290 WOODCLIFF DRIVE CITY: FAIRPORT STATE: NY ZIP: 14450 BUSINESS PHONE: 5853256880 MAIL ADDRESS: STREET 1: 290 WOODCLIFF DRIVE CITY: FAIRPORT STATE: NY ZIP: 14450 13F-HR/A 1 mna3qta.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Manning & Napier Advisors, Inc. Address: 290 Woodcliff Drive Fairport, NY 14450 13F File Number: 28-00866 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jodi L. Hedberg Title: Director of Compliance Phone: (585) 325-6880 Signature, Place, and Date of Signing: /s/ Jodi L. Hedberg Fairport, NY/USA December 19, 2007 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form13F Information Table Entry Total: 81 Form13F Information Table Value Total: $1,110,342 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 28-04279 Exeter Trust Company 28-04273 Manning & Napier Fund, Inc. 28-04271 Manning & Napier Advisory Advantage Corporation FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABAXIS INC COM 002567105 640 28530 SH OTHER 1 28530 0 0 ABAXIS INC COM 002567105 5884 262120 SH DEFINED 2 262120 0 0 ABB LTD SPONSORED ADR 000375204 9543 363850 SH DEFINED 2 363850 0 0 ABB LTD SPONSORED ADR 000375204 403 15380 SH DEFINED 3 15380 0 0 ABB LTD SPONSORED ADR 000375204 15828 603450 SH SOLE 0 494930 0 108520 ABB LTD SPONSORED ADR 000375204 334 12760 SH OTHER 1 12760 0 0 ABBOTT LABS COM 002824100 992 18515 SH SOLE 0 18515 0 0 ACME COMMUNICATION INC COM 004631107 1686 435750 SH DEFINED 2 435750 0 0 ACME COMMUNICATION INC COM 004631107 118 30505 SH OTHER 1 30505 0 0 ACME COMMUNICATION INC COM 004631107 195 50470 SH SOLE 0 37500 0 12970 ACTIVISION INC NEW COM NEW 004930202 239 11100 SH SOLE 0 11100 0 0 AFLAC INC COM 001055102 392 6887 SH SOLE 0 6887 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 12841 1261466 SH SOLE 0 950476 0 310990 ALCATEL-LUCENT SPONSORED ADR 013904305 416 40880 SH DEFINED 3 40880 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 303 29830 SH OTHER 1 29830 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 15959 1567710 SH DEFINED 2 1567710 0 0 ALCOA INC COM 013817101 345 8823 SH SOLE 0 8823 0 0 ALLEGHENY ENERGY INC COM 017361106 270 5185 SH SOLE 0 5185 0 0 ALSIUS CORPORATION COM 021211107 358 58800 SH OTHER 1 58800 0 0 ALSIUS CORPORATION COM 021211107 3486 571631 SH DEFINED 2 571631 0 0 ALSIUS CORPORATION *W EXP 08/03/200021211115 251 193820 PRN OTHER 1 193820 0 0 ALSIUS CORPORATION *W EXP 08/03/200021211115 2662 2047860 PRN DEFINED 2 2047860 0 0 AMBAC FINL GROUP INC COM 023139108 283 4510 SH OTHER 1 4510 0 0 AMBAC FINL GROUP INC COM 023139108 2620 41650 SH DEFINED 2 41650 0 0 AMERICAN ELEC PWR INC COM 025537101 17143 372034 SH DEFINED 2 372034 0 0 AMERICAN ELEC PWR INC COM 025537101 18533 402209 SH DEFINED 3 402209 0 0 AMERICAN ELEC PWR INC COM 025537101 102047 2214566 SH SOLE 0 1811540 0 403026 AMERICAN ELEC PWR INC COM 025537101 11777 255587 SH OTHER 1 255587 0 0 AMERICAN INTL GROUP INC COM 026874107 5031 74370 SH DEFINED 2 74370 0 0 AMERICAN INTL GROUP INC COM 026874107 548 8110 SH OTHER 1 8110 0 0 AMGEN INC COM 031162100 77559 1371040 SH SOLE 0 1072610 0 298430 AMGEN INC COM 031162100 9252 163560 SH OTHER 1 163560 0 0 AMGEN INC COM 031162100 13249 234218 SH DEFINED 3 234218 0 0 AMGEN INC COM 031162100 20894 369356 SH DEFINED 2 369356 0 0 AMICAS INC COM 001712108 241 82310 SH SOLE 0 58890 0 23420 AMICAS INC COM 001712108 7763 2640778 SH DEFINED 2 2640778 0 0 AMICAS INC COM 001712108 819 278850 SH OTHER 1 278850 0 0 AMN HEALTHCARE SERVICES INC COM 001744101 214 11440 SH SOLE 0 8390 0 3050 AMN HEALTHCARE SERVICES INC COM 001744101 222 11855 SH OTHER 1 11855 0 0 AMN HEALTHCARE SERVICES INC COM 001744101 2155 115075 SH DEFINED 2 115075 0 0 AMR CORP COM 001765106 304 13675 SH SOLE 0 13675 0 0 AMR CORP COM 001765106 779 34950 SH DEFINED 2 34950 0 0 ANHEUSER BUSCH COS INC COM 035229103 446 8940 SH SOLE 0 8940 0 0 APPLERA CORP COM CELERA GRP 038020202 10627 755880 SH DEFINED 2 755880 0 0 APPLERA CORP COM CELERA GRP 038020202 1112 79110 SH OTHER 1 79110 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 918 18352 SH SOLE 0 18352 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 2116 42275 SH DEFINED 2 42275 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 843 49856 SH DEFINED 3 49856 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 1910 112938 SH OTHER 1 112938 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 25935 1532841 SH SOLE 0 1162632 0 370209 AU OPTRONICS CORP SPONSORED ADR 002255107 34268 2025329 SH DEFINED 2 2025329 0 0 AURORA OIL & GAS CORP COM 052036100 20 14500 SH SOLE 0 14500 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 33327 725619 SH DEFINED 2 725619 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 17005 370238 SH OTHER 1 370238 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 157895 3437745 SH SOLE 0 2773035 0 664710 AUTOMATIC DATA PROCESSING IN COM 053015103 31088 676861 SH DEFINED 3 676861 0 0 BAKER HUGHES INC COM 057224107 24252 268369 SH DEFINED 3 268369 0 0 BAKER HUGHES INC COM 057224107 132456 1465713 SH SOLE 0 1158683 0 307030 BAKER HUGHES INC COM 057224107 20714 229223 SH DEFINED 2 229223 0 0 BAKER HUGHES INC COM 057224107 13369 147938 SH OTHER 1 147938 0 0 BANK OF AMERICA CORPORATION COM 060505104 21291 423539 SH DEFINED 3 423539 0 0 BANK OF AMERICA CORPORATION COM 060505104 25576 508779 SH DEFINED 2 508779 0 0 BANK OF AMERICA CORPORATION COM 060505104 12003 238790 SH OTHER 1 238790 0 0 BANK OF AMERICA CORPORATION COM 060505104 114434 2276403 SH SOLE 0 1822294 0 454109 BANK OF NEW YORK MELLON CORP COM 064058100 320 7260 SH OTHER 1 7260 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 2855 64689 SH DEFINED 2 64689 0 0 BARR PHARMACEUTICALS INC COM 068306109 1551 27260 SH OTHER 1 27260 0 0 BARR PHARMACEUTICALS INC COM 068306109 14588 256343 SH DEFINED 2 256343 0 0 BECKMAN COULTER INC COM 075811109 10490 142230 SH DEFINED 2 142230 0 0 BECKMAN COULTER INC COM 075811109 1190 16140 SH OTHER 1 16140 0 0 BORLAND SOFTWARE CORP COM 099849101 355 81830 SH SOLE 0 59750 0 22080 BORLAND SOFTWARE CORP COM 099849101 9775 2247338 SH DEFINED 2 2247338 0 0 BORLAND SOFTWARE CORP COM 099849101 982 225825 SH OTHER 1 225825 0 0 BP PLC SPONSORED ADR 055622104 1270 18321 SH SOLE 0 18321 0 0 COVANTA HLDG CORP COM 22282E102 1974 80550 SH DEFINED 2 80550 0 0 COVANTA HLDG CORP COM 22282E102 239 9780 SH SOLE 0 7120 0 2660 EDWARDS AG INC COM 281760108 457 9280 SH OTHER 1 9280 0 0 EDWARDS AG INC COM 281760108 4176 84695 SH DEFINED 2 84695 0 0 LUMINEX CORP DEL COM 55027E102 1220 80920 SH OTHER 1 80920 0 0 LUMINEX CORP DEL COM 55027E102 10696 709330 SH DEFINED 2 709330 0 0 TOTAL S A SPONSORED ADR 89151E109 2021 24951 SH SOLE 0 24951 0 0
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