-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J5GuEqDwugSIOZ5pivryttN4EQ1vUt+xgEA7GObW64vK0vKzgpzXXiRXt9HZXgut DA7Fwy9/XvISeRBMYM1QQA== 0000061617-99-000001.txt : 19990111 0000061617-99-000001.hdr.sgml : 19990111 ACCESSION NUMBER: 0000061617-99-000001 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAINE YANKEE ATOMIC POWER CO CENTRAL INDEX KEY: 0000061617 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 010278125 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: SEC FILE NUMBER: 040-00369 FILM NUMBER: 99502677 BUSINESS ADDRESS: STREET 1: PO BOX 408 CITY: WISCASSET STATE: ME ZIP: 04345 BUSINESS PHONE: 2077984100 MAIL ADDRESS: STREET 1: PO BOX 408 CITY: WISCASSET STATE: ME ZIP: 04345 U-6B-2 1 FORM U-6B-2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-6B-2 Certificate of Notification Filed by a registered holding company or subsidiary thereof pursuant to Rule U-20-(d) adopted under the Public Utility Holding Company Act of 1935. Certificate is filed by Maine Yankee Atomic Power Company. This certificate is notice that the above named company has issued, renewed or guaranteed the security or securities described herein which issue, renewal or guaranty was exempted from the provisions of Section 6(a) of the Act and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule U-48. Note: The securities described in this Certificate were issued pursuant to a certain Credit Agreement dated April 7, 1998, among Maine Yankee Atomic Power Company ("Maine Yankee"), Toronto Dominion (Texas), Inc. ("TD"), individually and as Administrative Agent and Collateral Agent, and The Bank of New York ("BNY"), individually and as Syndication Agent. 1. Type of the security or securities. Revolving loans. 2. Issue, renewal or guaranty. Renewal. 3. Principal amount of each security. Amounts from $1,000,000 to $19,000,000, aggregating not more than $27,500,000 at any time outstanding. 4. Rate of interest per annum of each security. Various rates from 6.8125% to 8.750%, averaging 7.2421%. 5. Date of issue, renewal or guaranty of each security. Various dates from August 11, 1998, to December 23, 1998. 6. If renewal of security, give date of original issue. April 7, 1998. 7. Date of maturity of each security. Various dates from October 13, 1998, to February 16, 1999. 8. Name of the person to whom each security was issued, renewed or guaranteed. TD, BNY, or TD as Administrative Agent. <\Page> 9. Collateral given with each security. A security interest, in favor of TD as the Collateral Agent for the benefit of the lenders as secured parties, in all of Maine Yankee's right, title and interest in, to and under (a) each of the agreements listed in the next succeeding paragraph hereof, as the same may be amended or modified from time to time (the "Assigned Agreements"), including (i) all rights of Maine Yankee to receive moneys due and to become due under or pursuant to the Assigned Agreements (other than amounts paid in respect of decommissioning costs for deposit in any decommissioning trust maintained by Maine Yankee), (ii) all rights of Maine Yankee under any Assigned Agreement to receive proceeds of any insurance, indemnity, condemnation, warranty or guaranty, (iii) all claims of Maine Yankee for damages arising out of or for breach of or default under any Assigned Agreement, and (iv) the right of Maine Yankee, subject to necessary regulatory approvals, to terminate, amend, supplement or modify any Assigned Agreement, to give any waiver, consent, approval or notice thereunder, to make any election thereunder, to perform thereunder and to compel performance and to exercise all remedies thereunder, (b) all rights of Maine Yankee to receive any refund or similar payment of Federal or state income taxes, (c) all rights of Maine Yankee in respect of moneys withdrawn from the decommissioning trust on account of the market value of services provided by the fuel fabricator in settlement of claims against it, (d) all accounts receivable of or amounts payable to Maine Yankee under any contract or agreement for the sale of nuclear fuel, (e) any other amounts deposited or required to be deposited with the collateral agent pursuant to an escrow agreement relating to certain unpaid dividends or to certain prepayments of loans, and (f) all proceeds of any and all the foregoing. "Assigned Agreements," as used herein, means the following agreements between Maine Yankee and each of its sponsoring utility companies: (1) Power Contracts, each dated as of May 20, 1968, as amended as of January 1, 1984, March 1, 1984, and October 1, 1984; (2) Additional Power Contracts, each dated as of February 1, 1984; (3) 1997 Amendatory Agreements, each dated as of August 6, 1997; and (4) Capital Funds Agreements, each dated as of May 20, 1968, as amended as of August 1, 1985. 10. Consideration received for each security. Cash equal to principal amount of security. 11. Application of proceeds of each security. To provide working capital for use in the ordinary course of business. <\Page> 12. Indicate by a check after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provisions of Section 6(a) because of a. the provisions contained in the first sentence of Section 6(b)__ b. the provisions contained in the fourth sentence of Section 6(b)__ c. the provisions contained in any rule of the Commission other than Rule U-48 X (Rule 52) 13. If the security or securities were exempt from the provisions of Section 6(a) by virtue of the first sentence of Section 6(b), give the figures which indicate that the security or securities aggregate (together with all other than outstanding notes and drafts of a maturity of nine months or less, exclusive of days of grace, as to which such company is primarily or secondarily liable) not more than 5 per centum of the principal amount and par value of the other securities of such company than outstanding. Not applicable. 14. If the security or securities are exempt from the provisions of Section 6(a) because of the fourth sentence of Section 6(b), name the security outstanding on January 1, 1935, pursuant to the terms of which the security or securities herein described have been issued. Not applicable. 15. If the security or securities are exempt from the provisions of Section 6(a) because of any rule of the Commission other than Rule U-48, designate the rule under which exemption is claimed. Rule 52 MAINE YANKEE ATOMIC POWER COMPANY By _______________________________________ Michael E. Thomas, Vice President and Treasurer Date: January 8, 1999 <\Page> -----END PRIVACY-ENHANCED MESSAGE-----