-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WUIPqVZ4jVxh2xH0e9XaN5veyF1PgwyW+grcdSygqL1kYXq9JYTVY0DROTXaQuzX ZZcf9rKb/peG3nAHFV95xw== 0001356947-07-000057.txt : 20071218 0001356947-07-000057.hdr.sgml : 20071218 20071218123547 ACCESSION NUMBER: 0001356947-07-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071216 FILED AS OF DATE: 20071218 DATE AS OF CHANGE: 20071218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADC TELECOMMUNICATIONS INC CENTRAL INDEX KEY: 0000061478 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 410743912 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 13625 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9529388080 MAIL ADDRESS: STREET 1: 13625 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: MAGNETIC CONTROLS CO DATE OF NAME CHANGE: 19850605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PFLAUM JEFFREY D CENTRAL INDEX KEY: 0001184463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01424 FILM NUMBER: 071312277 BUSINESS ADDRESS: STREET 1: PO BOX 1101 MS042 CITY: MINNEAPOLIS STATE: MN ZIP: 55440-1101 BUSINESS PHONE: 9529388080 MAIL ADDRESS: STREET 1: P.O. BOX 1101 STREET 2: MS067 CITY: MINNEAPOLIS STATE: MN ZIP: 55440-1101 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-12-16 0 0000061478 ADC TELECOMMUNICATIONS INC ADCT 0001184463 PFLAUM JEFFREY D 13625 TECHNOLOGY DRIVE MINNEAPOLIS MN 55344 0 1 0 0 VP & GENERAL COUNSEL Common Stock 2007-12-16 4 M 0 1007 0 A 17348 D Common Stock 2007-12-16 4 F 0 329 18.3 D 17019 D Incentive Stock Option (right to buy) 17.76 2007-12-17 4 A 0 4122 0 A 2014-12-17 Common Stock 4122 4122 D Non-Qualified Stock Option (right to buy) 17.76 2007-12-17 4 A 0 9310 0 A 2014-12-17 Common Stock 9310 9310 D Restricted Stock Unit (12-04) 2007-12-16 4 M 0 1007 0 D Common Stock 1007 1007 D Restricted Stock Unit (12-07) P 2007-12-17 4 A 0 6717 0 A Common Stock 6717 6717 D Restricted Stock Unit (12-07) T 2007-12-17 4 A 0 4478 0 A Common Stock 4478 4478 D Represents vesting of one-half of amount outstanding from a grant of Phantom Stock Units issued on 12/16/04 under the ADC Telecommunications, Inc. Global Stock Incentive Plan. From this amount vested the Company has made a withholding of shares also reflected on this Form 4 to pay tax liabilities. The remaining unvested units are subject to forfeiture and will vest on 12/16/08. The Phantom Stock Units will be settled one-for-one in shares of common stock upon vesting. Grant date 12/17/07; incentive stock options from this transaction vest one-quarter per year beginning on December 17, 2008. Grant date 12/17/07; non-qualified stock options from this transaction vest one-quarter per year beginning on December 17, 2008. The Phantom Stock Units were issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan. Vesting of these units occurs approximately one month after the third anniversary of the date of the grant based on the extent to which the Company attains certain performance goals at the end of a three year measurement period. Based on the Company's level of performance during this three year measurement period, the units will be settled in shares of common stock upon vesting in amounts ranging anywhere from zero to two times the number of units. The Phantom Stock Units were issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan. Generally, full vesting of these units occurs approximately one month after the third anniversary of the date of grant. These units will be settled one for one in shares of common stock upon vesting. JEFFREY D PFLAUM 2007-12-18 -----END PRIVACY-ENHANCED MESSAGE-----