-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QOT1LdQkMjqf/bl/S7HEXaOXBNA0ZiQUItW5/pjLcnT5Jt+RXFD7muBasn9+S7gA BZyDlVPgWVwVC27kk2A31A== 0001356947-06-000068.txt : 20061220 0001356947-06-000068.hdr.sgml : 20061220 20061220151359 ACCESSION NUMBER: 0001356947-06-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061218 FILED AS OF DATE: 20061220 DATE AS OF CHANGE: 20061220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADC TELECOMMUNICATIONS INC CENTRAL INDEX KEY: 0000061478 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 410743912 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 13625 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9529388080 MAIL ADDRESS: STREET 1: 13625 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: MAGNETIC CONTROLS CO DATE OF NAME CHANGE: 19850605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PFLAUM JEFFREY D CENTRAL INDEX KEY: 0001184463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01424 FILM NUMBER: 061289691 BUSINESS ADDRESS: STREET 1: PO BOX 1101 MS042 CITY: MINNEAPOLIS STATE: MN ZIP: 55440-1101 BUSINESS PHONE: 9529388080 MAIL ADDRESS: STREET 1: P.O. BOX 1101 STREET 2: MS067 CITY: MINNEAPOLIS STATE: MN ZIP: 55440-1101 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-12-18 0 0000061478 ADC TELECOMMUNICATIONS INC ADCT 0001184463 PFLAUM JEFFREY D 13625 TECHNOLOGY DRIVE MINNEAPOLIS MN 55344 0 1 0 0 VP & GENERAL COUNSEL Incentive Stock Option (right to buy) 14.59 2006-12-18 4 A 0 6838 0 A 2013-12-18 Common Stock 6838 6838 D Non-Qualified Stock Option (right to buy) 14.59 2006-12-18 4 A 0 16862 0 A 2013-12-18 Common Stock 16862 16862 D Restricted Stock Unit (12-06) P 2006-12-18 4 A 0 11850 0 A Common Stock 11850 11850 D Restricted Stock Unit (12-06) T 2006-12-18 4 A 0 11850 0 A Common Stock 11850 11850 D Grant date 12/18/06; options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. Options from this transaction vest one-quarter per year beginning on December 18, 2007. The Phantom Stock Units were issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan. Generally, full vesting of these units occurs approximately one month after the third anniversary of the date of grant if the Company attains certain performance goals at the end of a three year measurement period. These units will be settled one for one in shares of common stock upon vesting. The Phantom Stock Units were issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan. Generally, full vesting of these units occurs approximately one month after the third anniversary of the date of grant. These units will be settled one for one in shares of common stock upon vesting. The reporting person also indirectly owns 289 phantom stock units which were accrued under the registrant's 401(k) Excess Plan and are to be settled in cash upon reporting person's retirement; conversion rate = One-for-One. The information herein is based on a statement dated as of 9/30/06. The reporting person also indirectly owns 2,222 shares through the ADC Telecommunications, Inc. Retirement Savings Plan (401k) ("ADC 401k") based on a plan statement dated as of 9/30/06. JEFFREY D PFLAUM 2006-12-19 -----END PRIVACY-ENHANCED MESSAGE-----