-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KnqRkoKdWXDDormQ16+i7ohfABcApED+DTQOATzuQd6v3xis3hK7Zcoj7zXk3tF5 RlvgYpukQN2VvFslQZAxYw== 0001346555-05-000016.txt : 20051219 0001346555-05-000016.hdr.sgml : 20051219 20051219183017 ACCESSION NUMBER: 0001346555-05-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051215 FILED AS OF DATE: 20051219 DATE AS OF CHANGE: 20051219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWEN LAURA N CENTRAL INDEX KEY: 0001183911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01424 FILM NUMBER: 051273812 BUSINESS ADDRESS: BUSINESS PHONE: 9529388080 MAIL ADDRESS: STREET 1: PO BOX 1101 STREET 2: MS 065 CITY: MINNEAPOLIS STATE: MN ZIP: 55440-1101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADC TELECOMMUNICATIONS INC CENTRAL INDEX KEY: 0000061478 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 410743912 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 13625 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9529388080 MAIL ADDRESS: STREET 1: 13625 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: MAGNETIC CONTROLS CO DATE OF NAME CHANGE: 19850605 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-12-15 0 0000061478 ADC TELECOMMUNICATIONS INC ADCT 0001183911 OWEN LAURA N 13625 TECHNOLOGY DRIVE MINNEAPOLIS MN 55344 0 1 0 0 VP HR Common Stock 2005-12-16 4 F 0 329 24.04 D 16749 D Common Stock 2005-12-16 4 M 0 1007 0 A 17756 D Incentive Stock Option (right to buy) 23.91 2005-12-15 4 A 0 4182 0 A 2015-12-15 Common Stock 4182 4182 D Non-Qualified Stock Option (right to buy) 23.91 2005-12-15 4 A 0 13818 0 A 2015-12-15 Common Stock 13818 13818 D Restricted Stock Unit (12-04) 2005-12-16 4 M 0 1007 0 D Common Stock 1007 3021 D Restricted Stock Unit (12-05) 2005-12-15 4 A 0 9000 0 A Common Stock 9000 9000 D Incentive Stock Option (right to buy) 15.82 2012-11-27 Common Stock 10747 10747 D Incentive Stock Option (right to buy) 18.76 2014-12-16 Common Stock 8416 8416 D Incentive Stock Option (right to buy) 20.44 2014-03-03 Common Stock 7125 7125 D Incentive Stock Option (right to buy) 30.59 2011-11-01 Common Stock 980 980 D Non-Qualified Stock Option (right to buy) 15.82 2012-11-27 Common Stock 12109 12109 D Non-Qualified Stock Option (right to buy) 18.76 2014-12-16 Common Stock 3683 3683 D Non-Qualified Stock Option (right to buy) 19.81 2004-06-29 2010-12-29 Common Stock 48011 48011 D Non-Qualified Stock Option (right to buy) 20.44 2014-03-03 Common Stock 2375 2375 D Non-Qualified Stock Option (right to buy) 30.59 2011-11-01 Common Stock 10777 10777 D Restricted Stock Unit (3-04) Common Stock 2375 2375 D The reporting person also indirectly beneficially owns 5,306 shares through the ADC Telecommunications, Inc. Retirement Savings Plan (401k) ("ADC 401k") based on a plan statement dated as of 9/30/05. Grant date 12/15/05; options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. In the aggregate, options will vest one-quarter per year beginning December 15, 2006. Represents vesting of one-quarter of a grant of Phantom Stock Units issued on 12/16/04 under the ADC Telecommunications, Inc. Global Stock Incentive Plan (the "Plan"). The units are subject to forfeiture and will vest one-third per year beginning December 16, 2006. The units of phantom stock will be settled, one-for-one, in shares of common stock upon vesting. This grant was previouly reported as covering 28,200 shares, but was adjusted to reflect the reverse stock split on May 10, 2005. The reporting person also indirectly owns 3,519 phantom stock units which were accrued under the registrant's 401(k) Excess Plan and are to be settled in cash upon reporting person's retirement; conversion rate = One-for-One. The information herein is based on a statement dated as of 9/30/05. This had previously been reported as 23,262 phantom stock units as of 12/31/04, but have been adjusted to reflect the split. Phantom Stock Units issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan. Generally, full vesting of these units occurs upon the attainment of certain performance goals by the Company at the end of a three-year measurement period. If the Company does not meet the specified performance goals, the award is forfeited. The units of phantom stock will be settled, one-for-one, in shares of common stock upon vesting. Grant date 11/27/02; options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. These options are full vested. These options were previously reported as covering a total of 160,000 shares at an exercise price of $2.26 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 12/16/04; options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. In the aggregate, options will vest one-quarter per year beginning December 16, 2005. These options were previously reported as covering a total of 84,700 shares at an exercise price of $2.68 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 3/3/04; options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. In the aggregate, options will vest one-quarter per year beginning March 3, 2005. These options were previously reported as covering a total of 66,500 shares at an exercise price of $2.92 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 11/1/01; options are 100% exercisable. Options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. These options were previously reported as covering a total of 82,300 shares at an exercise price of $4.37 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 12/29/03; options become exercisable in four equal installments commencing six months after the grant date and on each six month anniversary thereafter. These options were previously reported as 10 separate grants covering a total of 336,082 shares at an exercise price of $2.83 per share. Because the options all have the same exercise price and vesting schedule they are now being reported on a consolidated basis. The reporting has also been adjusted to reflect ADC's 1-for-7 reverse stock spilt that became effective on May 10, 2005. The Phantom Stock Units were issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan (the "Plan"). The units are subject to forfeiture and will vest one-third per year beginning March 3, 2006. The units of phantom stock will be settled, one-for-one, in shares of common stock upon vesting. This grant was previouly reported as covering 22,167 shares, with a balance of 16,626 as of 3/3/05 remaining subject to forfeiture, but was adjusted to reflect the reverse stock split on May 10, 2005. Laura N. Owen 2005-12-19 -----END PRIVACY-ENHANCED MESSAGE-----