-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OpE+VP6SRbLzsh5xbMcVnGclUV4jjyYIUGDGCGGurngseJnSa8LMBcx5PpDI/qDe n2+yJTaATP8kfN15EPlesw== 0001346555-05-000012.txt : 20051219 0001346555-05-000012.hdr.sgml : 20051219 20051219165811 ACCESSION NUMBER: 0001346555-05-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051215 FILED AS OF DATE: 20051219 DATE AS OF CHANGE: 20051219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADC TELECOMMUNICATIONS INC CENTRAL INDEX KEY: 0000061478 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 410743912 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 13625 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9529388080 MAIL ADDRESS: STREET 1: 13625 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: MAGNETIC CONTROLS CO DATE OF NAME CHANGE: 19850605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRATT MICHAEL CENTRAL INDEX KEY: 0001185167 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01424 FILM NUMBER: 051273220 BUSINESS ADDRESS: STREET 1: PO BOX 1101 STREET 2: MS 2421 CITY: MINNEAPOLIS STATE: MN ZIP: 55440-1101 BUSINESS PHONE: 9529388080 MAIL ADDRESS: STREET 1: P.O. BOX 1101 STREET 2: MS2591 CITY: MINNEAPOLIS STATE: MN ZIP: 55440-1101 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-12-15 0 0000061478 ADC TELECOMMUNICATIONS INC ADCT 0001185167 PRATT MICHAEL 13625 TECHNOLOGY DRIVE MINNEAPOLIS MN 55344 0 1 0 0 PRESIDENT WIRELINE Common Stock 2005-12-16 4 M 0 1082 0 A 23416 D Common Stock 2005-12-16 4 F 0 353 24.04 D 23063 D Incentive Stock Option (right to buy) 23.91 2005-12-15 4 A 0 3625 0 A 2015-12-15 Common Stock 3625 3625 D Non-Qualified Stock Option (right to buy) 23.91 2005-12-15 4 A 0 10875 0 A 2015-12-15 Common Stock 10875 10875 D Restricted Stock Unit (12-04) 2005-12-16 4 M 0 1082 0 D Common Stock 1082 3246 D Restricted Stock Unit (12-05) 2005-12-15 4 A 0 7250 0 A Common Stock 7250 7250 D Incentive Stock Option (right to buy) 15.82 2012-11-27 Common Stock 18963 18963 D Incentive Stock Option (right to buy) 18.76 2014-12-16 Common Stock 8416 8416 D Incentive Stock Option (right to buy) 20.44 2014-03-03 Common Stock 7125 7125 D Non-Qualified Stock Option (right to buy) 15.82 2012-11-27 Common Stock 9608 9608 D Non-Qualified Stock Option (right to buy) 18.76 2014-12-16 Common Stock 4540 4540 D Non-Qualified Stock Option (right to buy) 20.44 2014-03-03 Common Stock 2375 2375 D Phantom Stock Unit Common Stock 2375 2375 D Grant date 12/15/05; options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. In the aggregate, options will vest one-quarter per year beginning December 15, 2006. Represents vesting of one-quarter of a grant of Phantom Stock Units issued on 12/16/04 under the ADC Telecommunications, Inc. Global Stock Incentive Plan (the "Plan"). The units are subject to forfeiture and will vest one-third per year beginning December 16, 2006. The units of phantom stock will be settled, one-for-one, in shares of common stock upon vesting. This grant was previouly reported as covering 30,300 shares, but was adjusted to reflect the reverse stock split on May 10, 2005. Phantom Stock Units issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan. Generally, full vesting of these units occurs upon the attainment of certain performance goals by the Company at the end of a three-year measurement period. If the Company does not meet the specified performance goals, the award is forfeited. The units of phantom stock will be settled, one-for-one, in shares of common stock upon vesting. Grant date 11/27/02; options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. These options are full vested. These options were previously reported as covering a total of 200,000 shares at an exercise price of $2.26 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 12/16/04; options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. In the aggregate, options will vest one-quarter per year beginning December 16, 2005. These options were previously reported as covering a total of 90,700 shares at an exercise price of $2.68 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 3/3/04; options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. In the aggregate, options will vest one-quarter beginning on March 3, 2005. These options were previously reported as covering a total of 66,500 shares at an exercise price of $2.92 per share, but have been adjusted to reflect the stock split on May 10, 2005. The Phantom Stock Units were issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan (the "Plan"). The units are subject to forfeiture and will vest one-third per year beginning March 3, 2006. The units of phantom stock will be settled, one-for-one, in shares of common stock upon vesting. This grant was previouly reported as covering 22,167 shares, with a balance of 16,262 as of 3/3/05 remaining subject to forfeiture, but was adjusted to reflect the reverse stock split on May 10, 2005. Michael K. Pratt 2005-12-19 -----END PRIVACY-ENHANCED MESSAGE-----