-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GyzELgfvQ37LzkQ3pqGGrb/zdTOtGi2Iytb/cldidcoeYSoLT+/FKcTjKH2ON0UU iIjBXtjHottfBgTzgbWz2g== 0001346555-05-000009.txt : 20051219 0001346555-05-000009.hdr.sgml : 20051219 20051219162044 ACCESSION NUMBER: 0001346555-05-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051215 FILED AS OF DATE: 20051219 DATE AS OF CHANGE: 20051219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADC TELECOMMUNICATIONS INC CENTRAL INDEX KEY: 0000061478 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 410743912 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 13625 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9529388080 MAIL ADDRESS: STREET 1: 13625 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: MAGNETIC CONTROLS CO DATE OF NAME CHANGE: 19850605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWITZ ROBERT E CENTRAL INDEX KEY: 0001183792 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01424 FILM NUMBER: 051272764 BUSINESS ADDRESS: STREET 1: P O BOX 1101 CITY: MINNEAPOLIS STATE: MN ZIP: 95440-1101 BUSINESS PHONE: 9529388080 MAIL ADDRESS: STREET 1: 13625 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-12-15 0 0000061478 ADC TELECOMMUNICATIONS INC ADCT 0001183792 SWITZ ROBERT E 13625 TECHNOLOGY DRIVE MINNEAPOLIS MN 55344 0 1 0 0 PRES & CEO Common Stock 2005-12-16 4 M 0 12500 0 A 144300 D Common Stock 2005-12-16 4 F 0 5295 24.04 D 139005 D Incentive Stock Option (right to buy) 23.91 2005-12-15 4 A 0 4182 0 A 2015-12-15 Common Stock 4182 4182 D Non-Qualified Stock Option (right to buy) 23.91 2005-12-15 4 A 0 120818 0 A 2015-12-15 Common Stock 120818 120818 D Restricted Stock Unit (12-04) 2005-12-16 4 M 0 12500 0 D Common Stock 12500 37500 D Restricted Stock Unit (12-05) 2005-12-15 4 A 0 62500 0 A Common Stock 62500 62500 D Incentive Stock Option (right to buy) 15.82 2012-11-27 Common Stock 6321 6321 D Incentive Stock Option (right to buy) 18.76 2014-12-16 Common Stock 16357 16357 D Incentive Stock Option (right to buy) 30.59 2011-11-01 Common Stock 3269 3269 D Incentive Stock Option (right to buy) 42.875 2008-11-02 Common Stock 2332 2332 D Incentive Stock Option (right to buy) 61.25 2007-11-04 Common Stock 4897 4897 D Incentive Stock Option (right to buy) 83.7816 2009-11-01 Common Stock 1193 1193 D Incentive Stock Option (right to buy) 155.3125 2010-11-01 Common Stock 644 644 D Non-Qualified Stock Option (right to buy) 15.82 2012-11-27 Common Stock 89964 89964 D Non-Qualified Stock Option (right to buy) 17.43 2013-08-29 Common Stock 171428 171428 D Non-Qualified Stock Option (right to buy) 18.76 2014-12-16 Common Stock 126499 126499 D Non-Qualified Stock Option (right to buy) 30.59 2011-11-01 Common Stock 48564 48564 D Non-Qualified Stock Option (right to buy) 42.875 2008-11-02 Common Stock 19096 19096 D Non-Qualified Stock Option (right to buy) 53.76 2011-05-31 Common Stock 21428 21428 D Non-Qualified Stock Option (right to buy) 57.9691 2007-10-31 Common Stock 4308 4308 D Non-Qualified Stock Option (right to buy) 61.25 2007-11-04 Common Stock 18245 18245 D Non-Qualified Stock Option (right to buy) 64.3125 2006-11-18 Common Stock 5909 5909 D Non-Qualified Stock Option (right to buy) 83.4575 2009-10-29 Common Stock 5060 5060 D Non-Qualified Stock Option (right to buy) 83.7816 2009-11-01 Common Stock 20235 20235 D Non-Qualified Stock Option (right to buy) 149.625 2010-10-31 Common Stock 5686 5686 D Non-Qualified Stock Option (right to buy) 155.3125 2010-11-01 Common Stock 17927 17927 D The reporting person also indirectly beneficially owns 7,588 shares of ADC Telecommunications, Inc. common stock through the ADC Telecommunications, Inc. Retirement Savings Plan (401k). The information herein is based on a plan statement dated as of 9/30/05. Grant date 12/15/05; options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. In the aggregate, options will vest one-quarter per year beginning December 15, 2006. Represents vesting of one-quarter of a grant of Phantom Stock Units issued on 12/16/04 under the ADC Telecommunications, Inc. Global Stock Incentive Plan (the "Plan"). The units are subject to forfeiture and will vest one-third per year beginning December 16, 2006. The units of phantom stock will be settled, one-for-one, in shares of common stock upon vesting. This grant was previouly reported as covering 350,000 shares, but was adjusted to reflect the reverse stock split on May 10, 2005. Phantom Stock Units issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan. Generally, full vesting of these units occurs upon the attainment of certain performance goals by the Company at the end of a three-year measurement period. If the Company does not meet the specified performance goals, the award is forfeited. The units of phantom stock will be settled, one-for-one, in shares of common stock upon vesting. The reporting person also indirectly owns 3,578 phantom stock units which were accrued under the registrant's 401(k) Excess Plan and are to be settled in cash upon reporting person's retirement; conversion rate = One-for-One. The information herein is based on a statement dated as of 9/30/05. On 5/10/2005, the registrant undertook a reverse 1-for-7 split of its common stock. The reporting person's holdings through the ADC 401k Excess Plan had previously been reported as 25,045 phantom stock units, but have been adjusted to reflect the split. Grant date 11/27/02; options are 100% exercisable. Options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. These options were previously reported as covering a total of 674,000 shares at an exercise price of $2.26 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 12/16/04; options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. In the aggregate, options will vest one-quarter per year beginning December 16, 2005. These options were previously reported as covering a total of 1,000,000 shares at an exercise price of $2.68 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 11/1/01; options are 100% exercisable. Options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. These options were previously reported as covering a total of 362,840 shares at an exercise price of $4.37 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 11/2/98; options are 100% exercisable. Options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. These options were previously reported as covering a total of 150,000 shares at an exercise price of $6.125 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 11/4/97; options are 100% exercisable. Options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. These options were previously reported as covering a total of 162,000 shares at an exercise price of $8.75 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 11/1/99; options are 100% Exercisable. Options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. These options were previously reported as covering a total of 150,000 shares at an exercise price of $11.9688 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 11/1/00; options are 100% exercisable. Options were granted in the same transaction and have been split into an incentive stock option and a non-qualified option for tax purposes. These options were previously reported as covering a total of 130,000 shares at an exercise price of $22.1875 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 8/29/03; option will vest one-third on 8/13/04 and one-eighth of the remaining options will vest quarterly thereafter. These options were previously reported as covering a total of 1,200,000 shares at an exercise price of $2.49 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 5/31/01; options are 100% exercisable. These options were previously reported as covering a total of 150,000 shares at an exercise price of $7.68 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 10/31/97; options are 100% exercisable. These options were previously reported as covering a total of 30,160 shares at an exercise price of $8.2813 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 11/18/96; options are 100% exercisable. These options were previously reported as covering a total of 41,368 shares at an exercise price of $9.1875 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 10/29/99; options are 100% exercisable. These options were previously reported as covering a total of 35,420 shares at an exercise price of $11.9225 per share, but have been adjusted to reflect the stock split on May 10, 2005. Grant date 10/31/00; options are 100% exercisable. These options were previously reported as covering a total of 39,807 shares at an exercise price of $21.3750 per share, but have been adjusted to reflect the stock split on May 10, 2005. Robert E. Switz 2005-12-19 -----END PRIVACY-ENHANCED MESSAGE-----