-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M5/8O0r/A82zgygmvt4uVbBUiuSK8nVkM6fpem4a/ltTybaezvyk2bYPqoyrHvLH wJrdNdLKAC8Z5dlJNiOTLw== 0001127602-08-011434.txt : 20081217 0001127602-08-011434.hdr.sgml : 20081217 20081217155552 ACCESSION NUMBER: 0001127602-08-011434 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081215 FILED AS OF DATE: 20081217 DATE AS OF CHANGE: 20081217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADC TELECOMMUNICATIONS INC CENTRAL INDEX KEY: 0000061478 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 410743912 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 13625 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9529388080 MAIL ADDRESS: STREET 1: 13625 TECHNOLOGY DRIVE CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: MAGNETIC CONTROLS CO DATE OF NAME CHANGE: 19850605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBRIEN PATRICK D CENTRAL INDEX KEY: 0001211801 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01424 FILM NUMBER: 081255014 BUSINESS ADDRESS: BUSINESS PHONE: 9529388080 MAIL ADDRESS: STREET 1: P O BOX 1101 MS 0533 CITY: MINNEAPOLIS STATE: MN ZIP: 554401101 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2008-12-15 0000061478 ADC TELECOMMUNICATIONS INC ADCT 0001211801 OBRIEN PATRICK D 13625 TECHNOLOGY DRIVE MINNEAPOLIS MN 55344 1 PRESIDENT CONNECTIVITY Common Stock 2008-12-16 4 M 0 1286 5.00 A 22198 D Common Stock 2008-12-16 4 F 0 420 5.00 D 21778 D Restricted Stock Unit (12-08) T 0 2008-12-15 4 A 0 27000 0 A Common Stock 27000 27000 D Incentive Stock Option (Right to Buy) 4.85 2008-12-15 4 A 0 17050 0 A 2009-12-15 2015-12-15 Common Stock 17050 17050 D Non-qualified Stock Option (Right to Buy) 4.85 2008-12-15 4 A 0 50450 0 A 2009-12-15 2015-12-15 Common Stock 50450 50450 D Restricted Stock Unit (12-04) 2008-12-16 4 M 0 1286 0 D Common Stock 1286 0 D The reporting person also indirectly beneficially owns 3,960 shares through the ADC Telecommunications, Inc. Retirement Savings Plan (401k) ("ADC 401k") based on a plan statement dated as of 11/30/08. Grant date 12/15/08; time based restricted stock units that vest fully on the third anniversary of the date of grant. These units of restricted stock will be settled one-for-one in shares of common stock upon vesting, provided that the reporting person remains an employee of the company on the vesting date. Grant date 12/15/08; incentive stock options that vest one-quarter per year beginning on the first anniversary of the date of grant. Any unvested portions are subject to forfeiture upon termination of employment. Grant date 12/15/08; non-qualified stock options that vest one-quarter per year beginning on the first anniversary of the date of grant. Any unvested portions are subject to forfeiture upon termination of employment. Represents final vesting of Restricted Stock Units issued on 12/16/04 under the ADC Telecommunications, Inc. Global Stock Incentive Plan. Vested units are settled, one-for-one, in shares of common stock. The reporting person also indirectly owns 45 phantom stock units which were accrued under the registrant's 401(k) Excess Plan and are to be settled in cash upon reporting person's retirement; conversion rate = One-for-One. The information herein is based on a statement dated as of 11/30/08. /s/ Patrick D. O'Brien 2008-12-17 -----END PRIVACY-ENHANCED MESSAGE-----