Chief Compliance Officer

0001085146-17-001003.txt : 20170420 0001085146-17-001003.hdr.sgml : 20170420 20170420101353 ACCESSION NUMBER: 0001085146-17-001003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170420 DATE AS OF CHANGE: 20170420 EFFECTIVENESS DATE: 20170420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MACKAY SHIELDS LLC CENTRAL INDEX KEY: 0000061227 IRS NUMBER: 134080466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00046 FILM NUMBER: 17771716 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-230-3811 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: MACKAY SHIELDS FINANCIAL CORP DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000061227 XXXXXXXX 03-31-2017 03-31-2017 MACKAY SHIELDS LLC

1345 AVENUE OF THE AMERICAS 42ND FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-00046 N Rene A. Bustamante Chief Compliance Officer 212 230-3811 /s/ Rene A. Bustamante New York NY 04-12-2017 2 159 2198536 false 1 0001133639 028-06325 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 2 0001125816 028-06487 FIRST TRUST ADVISORS LP INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADVANCED MICRO DEVICES INCNOTE 2.125% 9/0007903BD82086910553000PRNOTR1201300085400000ADVANCED MICRO DEVICES INCNOTE 2.125% 9/0007903BD828101423000PRNOTR 12810000142000AIR LEASE CORPNOTE 3.875%12/000912XAK041712922000PRNOTR 26290000293000AIR LEASE CORPNOTE 3.875%12/000912XAK04993634859000PRNOTR16651000282080000ALLERGAN PLCPFD CONV SER AG0177J11638054485SHOTR 40410444ALLERGAN PLCPFD CONV SER AG0177J1163087436446SHOTR18130283160ALZA CORPSDCV 7/202261WAB5127647445000PRNSOLE 744500000AMAG PHARMACEUTICALS INCNOTE 2.500% 2/100163UAA41657715165000PRNOTR13257000119080000AMAG PHARMACEUTICALS INCNOTE 2.500% 2/100163UAA418651712000PRNOTR 15410000171000AMERICAN EAGLE OUTFITTERS NECOM02553E106209401492521SHOTR17260014199210AMERICAN EAGLE OUTFITTERS 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