0001085146-16-004524.txt : 20161020 0001085146-16-004524.hdr.sgml : 20161020 20161020084344 ACCESSION NUMBER: 0001085146-16-004524 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161020 DATE AS OF CHANGE: 20161020 EFFECTIVENESS DATE: 20161020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MACKAY SHIELDS LLC CENTRAL INDEX KEY: 0000061227 IRS NUMBER: 134080466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00046 FILM NUMBER: 161943593 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-230-3811 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: MACKAY SHIELDS FINANCIAL CORP DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000061227 XXXXXXXX 09-30-2016 09-30-2016 MACKAY SHIELDS LLC

1345 AVENUE OF THE AMERICAS 42ND FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-00046 N Rene A. Bustamante 212 230-3811 /s/ Rene A. Bustamante New York NY 10-13-2016 1 159 2219474 false 1 0001133639 028-06325 NEW YORK LIFE INVESTMENT MANAGEMENT LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADVANCED MICRO DEVICES INCNOTE 2.125% 9/0007903BD82180020000000PRNOTR14102000158980000ADVANCED MICRO DEVICES INCNOTE 2.125% 9/0007903BD827662543000PRNOTR 23370000206000AIR LEASE CORPNOTE 3.875%12/000912XAK037353021000PRNOTR 27720000249000AIR LEASE CORPNOTE 3.875%12/000912XAK04331834899000PRNOTR16691000282080000AIRTRAN HLDGS INCNOTE 5.250%11/000949PAD067002443000PRNSOLE 244300000ALCOA INCDEP SHS 1/10TH0138173096724203178SHOTR1559781472000ALLERGAN PLCPFD CONV SER AG0177J11638394673SHOTR 42970376ALLERGAN PLCPFD CONV SER AG0177J1162988736492SHOTR18176283160ALZA CORPSDCV 7/202261WAB5124247637000PRNSOLE 763700000AMERICAN RLTY CAP PPTYS INCNOTE 3.000% 8/002917TAA269917000000PRNOTR1239000046100000AMERICAN RLTY CAP PPTYS INCNOTE 3.750%12/102917TAB08689484930000PRNOTR121630000633000000AMERICAN TOWER CORP 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