0001085146-16-004033.txt : 20160725 0001085146-16-004033.hdr.sgml : 20160725 20160725070020 ACCESSION NUMBER: 0001085146-16-004033 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160725 DATE AS OF CHANGE: 20160725 EFFECTIVENESS DATE: 20160725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MACKAY SHIELDS LLC CENTRAL INDEX KEY: 0000061227 IRS NUMBER: 134080466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00046 FILM NUMBER: 161780899 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-230-3811 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: MACKAY SHIELDS FINANCIAL CORP DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000061227 XXXXXXXX 06-30-2016 06-30-2016 MACKAY SHIELDS LLC

1345 AVENUE OF THE AMERICAS 42ND FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-00046 N Rene A. Bustamante 212 230-3811 /s/ Rene A. Bustamante New York NY 07-20-2016 2 156 2008887 false 1 0001133639 028-06325 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 2 0001125816 028-06487 FIRST TRUST ADVISORS LP INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AIR LEASE CORPNOTE 3.875%12/000912XAK04217634802000PRNOTR16594000282080000AIR LEASE CORPNOTE 3.875%12/000912XAK038023150000PRNOTR 29040000246000AIRTRAN HLDGS INCNOTE 5.250%11/000949PAD074062693000PRNOTR124430002500000ALCOA INCDEP SHS 1/10TH0138173096724203178SHOTR1559781472000ALLERGAN PLCPFD CONV SER AG0177J11640524861SHOTR 44840377ALLERGAN PLCPFD CONV SER AG0177J1163030536392SHOTR18076283160ALZA CORPSDCV 7/202261WAB5120417229000PRNSOLE 722900000AMERICAN RLTY CAP PPTYS INCNOTE 3.000% 8/002917TAA274207500000PRNOTR1289000046100000AMERICAN RLTY CAP PPTYS INCNOTE 3.750%12/102917TAB06513265500000PRNOTR116400000491000000AMERICAN TOWER CORP NEWPFD CONV SER A03027X308711463235SHOTR 5831304922AMERICAN TOWER CORP NEWPFD CONV SER A03027X30830894275529SHOTR1729802025490ARRAY BIOPHARMA INCNOTE 3.000% 6/004269XAA341434871000PRNOTR112100047500000ATLAS AIR WORLDWIDE HLDGS INNOTE 2.250% 6/0049164BH848585011000PRNOTR 46160000395000ATLAS AIR WORLDWIDE HLDGS INNOTE 2.250% 6/0049164BH8996610228000PRNOTR141300098150000AVIS BUDGET GROUPCOM0537741053223100000SHOTR101000000BAKER HUGHES INCCOM057224107406290000SHOTR10900000BANK AMER CORPCOM0605051048842666299SHOTR106662990BANK AMER CORP7.25%CNV PFD L06050568241863517SHOTR131174000BANK AMER CORP7.25%CNV PFD L06050568278876600SHOTR 60850515BIOMARIN PHARMACEUTICAL INCNOTE 0.750%10/109061GAE13642632651000PRNOTR13848000288030000BIOMARIN PHARMACEUTICAL INCNOTE 0.750%10/109061GAE150294528000PRNOTR 41730000355000BLACKROCK FLA MUN 2020 TERMCOM SHS09250M1093089203891SHSOLE 20389100BLACKROCK LONG-TERM MUNI ADVCOM09250B1031995156373SHSOLE 15637300BLACKROCK MUNI INTER DR FD ICOM09253X1026361417358SHSOLE 41735800BLACKROCK MUNIHLDGS NJ QLTYCOM09254X1015246323240SHSOLE 32324000BLACKROCK MUNIYLD MICH QLTYCOM09254V1054799309829SHSOLE 30982900BOTTOMLINE TECH DEL INCNOTE 1.500%12/0101388AA433453330000PRNOTR 30640000266000BOTTOMLINE TECH DEL INCNOTE 1.500%12/0101388AA41952819347000PRNOTR14993000143540000CARRIAGE SVCS INCNOTE 2.750% 3/1143905AM91563713259000PRNOTR12055000112040000CHART INDS INCNOTE 2.000% 8/016115QAC430063230000PRNOTR 29770000253000CHART INDS INCNOTE 2.000% 8/016115QAC42482226530000PRNOTR15649000208810000CIENA CORPNOTE 0.875% 6/1171779AE117971819000PRNOTR 16670000152000CIENA CORPNOTE 0.875% 6/1171779AE1112113000PRNSOLE 11300000CITRIX SYS INCNOTE 0.500% 4/1177376AD21973817663000PRNOTR1928200083810000CROWN CASTLE INTL CORP NEWCNV PFD STK SR A22822V20033233274651SHOTR1720042026470DANAHER CORP DELNOTE 1/2235851AF995513257000PRNOTR 30010000256000DANAHER CORP DELNOTE 1/2235851AF95511918780000PRNOTR13473000153070000DELAWARE INV MN MUN INC FD ICOM24610V1039247603962SHSOLE 60396200DELAWARE INVT NAT MUNI INC FSH BEN INT24610T1083784256199SHSOLE 25619900DELTA AIR LINES INC DELCOM NEW24736170214554399518SHOTR103995180DEPOMED INCNOTE 2.500% 9/0249908AA244873718000PRNOTR 34180000300000DEPOMED INCNOTE 2.500% 9/0249908AA22695522265000PRNOTR14914000173510000DTF TAX-FREE INCOME INCCOM23334J10745327049SHSOLE 2704900EATON VANCE MICH MUN BD FDCOM27828M10441926210SHSOLE 2621000EATON VANCE NATL MUN OPPORTCOM SHS27829L1054684203299SHSOLE 20329900EATON VANCE NEW YORK MUN BDCOM27827Y1097327505288SHSOLE 50528800ECHO GLOBAL LOGISTICS INCNOTE 2.500% 5/027875TAA91628417152000PRNOTR1768000163840000EXIDE TECHNOLOGIESDEBT 7.000% 4/3302051AU192451132073188PRNOTR1305201401015530480EXPEDIA INC DELCOM NEW30212P303590255519SHOTR10555190FIAT CHRYSLER AUTOMOBILES NMAN COV SEC 16N317381109436156947SHOTR1326221243250FIAT CHRYSLER AUTOMOBILES NMAN COV SEC 16N31738110270445157SHOTR 4164203515GENERAL MTRS COCOM37045V1008494300140SHOTR1925532075870HALLIBURTON COCOM4062161018456186718SHOTR101867180HELIX ENERGY SOLUTIONS GRP INOTE 3.250% 3/142330PAG257326504000PRNOTR 59910000513000HELIX ENERGY SOLUTIONS GRP INOTE 3.250% 3/142330PAG22711630425000PRNOTR17671000227540000HOLOGIC INCDEBT 2.000% 3/0436440AC542123284000PRNOTR 30230000261000HOLOGIC INCDEBT 2.000% 3/0436440AC5104078099000PRNOTR1159500065040000HORNBECK OFFSHORE SVCS INC NNOTE 1.500% 9/0440543AN617513000000PRNOTR1030000000ILLUMINA INCNOTE 6/1452327AF61069410926000PRNOTR1392700069990000ILLUMINA INCNOTE 0.500% 6/1452327AH242784283000PRNOTR 39500000333000ILLUMINA INCNOTE 0.500% 6/1452327AH21734417279000PRNOTR13149000141300000INTEL CORPSDCV 12/1458140AD221501663000PRNOTR 15350000128000INTEL CORPSDCV 12/1458140AD257244418000PRNSOLE 441800000INTEL CORPSDCV 3.250% 8/0458140AF727081666000PRNOTR 15350000131000INTEL CORPSDCV 3.250% 8/0458140AF767484146000PRNSOLE 414600000INVESCO MUN TRCOM46131J1035538389697SHSOLE 38969700INVESCO QUALITY MUNI INC TRSCOM46133G1073235234076SHSOLE 23407600ISIS PHARMACEUTICALS INC DELNOTE 1.000%11/1464337AJ3726610243000PRNOTR1287500073680000LIBERTY MEDIA CORP DELAWARENOTE 1.375%10/1531229AB847994832000PRNOTR 44570000375000LIBERTY MEDIA CORP DELAWARENOTE 1.375%10/1531229AB898239841000PRNOTR1098410000LIVE NATION ENTERTAINMENT INDBCV 2.500% 5/1538034AJ8242240000PRNOTR102400000MACQUARIE INFRASTRUCTURE CORNOTE 2.875% 7/155608BAA352994641000PRNOTR 42830000358000MACQUARIE INFRASTRUCTURE CORNOTE 2.875% 7/155608BAA35306446268000PRNOTR110206000360620000MEDICINES CODBCV 1.375% 6/0584688AC996017145000PRNOTR110600070390000MEDIDATA SOLUTIONS INCNOTE 1.000% 8/058471AAB148004429000PRNOTR 40890000340000MEDIDATA SOLUTIONS INCNOTE 1.000% 8/058471AAB13817435062000PRNOTR17439000276230000MFS HIGH INCOME MUN TRSH BEN INT59318D1042546462916SHSOLE 46291600MFS MUN INCOME TRSH BEN INT5527381063237427052SHSOLE 42705200MGIC INVT CORP WISNOTE 2.000% 4/0552848AE3108579737000PRNOTR1306700066700000MICROCHIP TECHNOLOGY INCSDCV 2.125%12/1595017AB034791653000PRNOTR 15270000126000MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AD64435939896000PRNOTR17598000322980000MICRON TECHNOLOGY INCNOTE 3.000%11/1595112AY91318417150000PRNOTR13605000135450000MOLINA HEALTHCARE INCDBCV 1.625% 8/160855RAD238133512000PRNOTR 32280000284000MOLINA HEALTHCARE INCDBCV 1.625% 8/160855RAD22609823929000PRNOTR15036000188930000NEWPARK RES INCNOTE 4.000%10/0651718AC242184548000PRNOTR 41940000354000NEWPARK RES INCNOTE 4.000%10/0651718AC239824270000PRNOTR117000041000000NEXTERA ENERGY INCUNIT 08/31/201865339F8466994109800SHSOLE 10980000NUANCE COMMUNICATIONS INCNOTE 2.750%11/067020YAF745484509000PRNOTR 41570000352000NUVEEN ENHANCED AMT FREE MUNCOM67071L10610403639783SHSOLE 63978300NUVEEN ENHANCED MUN CREDIT OCOM SH BEN INT67070X10115056945726SHSOLE 94572600NUVEEN MD PREM INCOME MUN FDCOM67061Q10774552397SHSOLE 5239700NUVEEN MICH QUALITY INCOME MCOM6709791031904124070SHSOLE 12407000NUVEEN MUN MKT OPPORTUNITY FCOM67062W10310174674680SHSOLE 67468000NUVEEN NY AMT FREE MUN INCOMCOM6706561075342374856SHOTR1290316845400NUVEEN PA INVT QUALITY MUN FCOM6709721085498356785SHSOLE 35678500NUVEEN PERFORMANCE PLUS MUNCOM67062P1089825595081SHSOLE 59508100NVIDIA CORPNOTE 1.000%12/067066GAC834441478000PRNOTR 13640000114000NVIDIA CORPNOTE 1.000%12/067066GAC8190968178000PRNOTR154900076290000NXP SEMICONDUCTORS N VDBCV 1.000%12/062952QAB63963036295000PRNOTR17945000283500000ON SEMICONDUCTOR CORPNOTE 2.625%12/1682189AH850194832000PRNOTR 44570000375000ON SEMICONDUCTOR CORPNOTE 2.625%12/1682189AH81806417328000PRNOTR13751000135770000ON SEMICONDUCTOR CORPNOTE 1.000%12/0682189AK12071423048000PRNOTR14961000180870000PRICELINE GRP INCNOTE 1.000% 3/1741503AQ923931724000PRNOTR 15930000131000PRICELINE GRP INCNOTE 1.000% 3/1741503AQ93192122913000PRNOTR11953000209600000PRICELINE GRP INCNOTE 0.350% 6/1741503AS52213518798000PRNOTR13463000153350000PROOFPOINT INCNOTE 1.250%12/1743424AB995165679000PRNOTR1122900044500000PROOFPOINT INCDBCV 0.750% 6/1743424AD539913702000PRNOTR126500034370000PUTNAM MUN OPPORTUNITIES TRSH BEN INT746922103152521139927SHSOLE 113992700RADIAN GROUP INCNOTE 2.250% 3/0750236AN185037414000PRNOTR17900073350000RAMBUS INC DELNOTE 1.125% 8/1750917AE685717365000PRNOTR1199700053680000RED HAT INCNOTE 0.250%10/0756577AD444183644000PRNOTR 33470000297000RED HAT INCNOTE 0.250%10/0756577AD42756422640000PRNOTR15715000169250000REX ENERGY CORPORATIONCOM76156510021593268830SHOTR182704024417900RPM INTL INCNOTE 2.250%12/1749685AT020881800000PRNOTR 16500000150000RPM INTL INCNOTE 2.250%12/1749685AT060555197000PRNSOLE 519700000SALESFORCE COM INCNOTE 0.250% 4/079466LAD63060523645000PRNOTR15575000180700000SALESFORCE COM INCNOTE 0.250% 4/079466LAD658374518000PRNOTR 41660000352000SANDISK CORPNOTE 0.500%10/180004CAF82252720834000PRNOTR11420000194140000SANDISK CORPNOTE 0.500%10/180004CAF850644689000PRNOTR 43260000363000SEACOR HOLDINGS INCNOTE 2.500%12/1811904AM342334308000PRNOTR15000042580000SERVICENOW INCNOTE 11/081762PAB847054229000PRNOTR 39020000327000SERVICENOW INCNOTE 11/081762PAB81861016653000PRNOTR13272000133810000SOUTHWESTERN ENERGY CODEP SHS 1/20 B845467208291696885SHOTR 8937807507SOUTHWESTERN ENERGY CODEP SHS 1/20 B84546720810050331211SHOTR1170893141220SPDR GOLD TRUSTGOLD SHS78463V10721432169400SHOTR101694000STANLEY BLACK & DECKER INCUNIT 11/17/20166854502804699860276SHOTR 5557404702STANLEY BLACK & DECKER INCUNIT 11/17/2016685450280419901170840SHOTR1448401260000STARWOOD HOTELS&RESORTS WRLDCOM85590A4018147110170SHOTR101101700STONE ENERGY CORPNOTE 1.750% 3/0861642AN67671725000PRNOTR 15800000145000STONE ENERGY CORPNOTE 1.750% 3/0861642AN62906162580000PRNOTR116021000465590000T MOBILE US INCCONV PFD SER A87259020314759200782SHOTR1554821453000TELEFLEX INCNOTE 3.875% 8/0879369AA4135364694000PRNOTR 43270000367000TELEFLEX INCNOTE 3.875% 8/0879369AA45678719658000PRNOTR14523000151350000TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/088163VAE940443227000PRNOTR 29710000256000TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/088163VAE91971115667000PRNOTR15207000104600000TWITTER INCNOTE 0.250% 9/190184LAB81914720784000PRNOTR12221000185630000TYSON FOODS INCUNIT 99/99/999990249430123281313634SHOTR1922342214000TYSON FOODS INCUNIT 99/99/9999902494301734599416SHOTR 9170607710UNITED TECHNOLOGIES CORPCOM913017109906088349SHOTR10883490VERINT SYS INCNOTE 1.500% 6/092343XAA842674686000PRNOTR 43240000362000VERINT SYS INCNOTE 1.500% 6/092343XAA83357336667000PRNOTR17485000291820000WABASH NATL CORPNOTE 3.375% 5/0929566AH040153220000PRNOTR 29690000251000WABASH NATL CORPNOTE 3.375% 5/0929566AH02477819793000PRNOTR15057000147360000WEATHERFORD INTL LTDNOTE 5.875% 7/0947075AH050014601000PRNOTR 42420000359000WEATHERFORD INTL LTDNOTE 5.875% 7/0947075AH01960918000000PRNOTR13989000140110000WEBMD HEALTH CORPNOTE 1.500%12/094770VAK899877837000PRNOTR1172800061090000WELLPOINT INCNOTE 2.750%10/194973VBG12823315465000PRNOTR13293000121720000WELLS FARGO & CO NEWPERP PFD CNV A94974680446933611SHOTR132114000WELLS FARGO & CO NEWPERP PFD CNV A94974680442763291SHOTR 30340257WELLTOWER INC6.50% PFD PREPET95040Q203666697900SHOTR123300746000WEYERHAEUSER COPREF CONV SER A962166872219743700SHSOLE 4370000XILINX INCNOTE 2.625% 6/1983919AF849673086000PRNOTR 28410000245000XILINX INCNOTE 2.625% 6/1983919AF84973630808000PRNOTR16707000241010000XPO LOGISTICS INCNOTE 4.500%10/0983793AA846162865000PRNOTR 26420000223000XPO LOGISTICS INCNOTE 4.500%10/0983793AA83228519975000PRNOTR13937000160380000YAHOO INCNOTE 12/0984332AF352625275000PRNOTR150000002750000