0001085146-14-002010.txt : 20141024 0001085146-14-002010.hdr.sgml : 20141024 20141024123822 ACCESSION NUMBER: 0001085146-14-002010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141024 DATE AS OF CHANGE: 20141024 EFFECTIVENESS DATE: 20141024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MACKAY SHIELDS LLC CENTRAL INDEX KEY: 0000061227 IRS NUMBER: 134080466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00046 FILM NUMBER: 141171818 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-230-3811 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: MACKAY SHIELDS FINANCIAL CORP DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000061227 XXXXXXXX 09-30-2014 09-30-2014 MACKAY SHIELDS LLC

1345 AVENUE OF THE AMERICAS 42ND FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-00046 N Rene A. Bustamante (212) 230-3811 /s/ Rene A. Bustamante New York NY 10-21-2014 4 140 1932505 false 1 0001133639 028-06325 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 2 0000861177 028-02682 UBS GLOBAL ASSET MANAGEMENT AMERICAS INC 3 0001125816 028-06487 FIRST TRUST ADVISORS LP 4 0001520351 028-14465 Mercer Trust Co INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AIR LEASE CORPNOTE 3.875%12/000912XAK02617819237000PRNOTR1394900014939000349000AIRTRAN HLDGS INCNOTE 5.250%11/000949PAD0224389025000PRNOTR181280008970000ALCOA INCCOM013817101503109SHSOLE 310900ALCOA INCDEP SHS 1/10TH0138173099980200000SHOTR1528001472000ALPHA NATURAL RESOURCES INCNOTE 2.375% 4/102076XAA0357371000PRNOTR103710000ALZA CORPSDCV 7/202261WAB5115437866000PRNSOLE 786600000AMERICAN TOWER CORP NEWPFD CONV SER A03027X308523048200SHOTR1700475000APOLLO INVT CORPNOTE 5.750% 1/103761UAE61116410677000PRNSOLE 1067700000ARCELORMITTAL SA LUXEMBOURGMAND CV NT 16L0302D17819169907200SHOTR1117008955000ARES CAP CORPNOTE 4.750% 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