0001085146-13-001310.txt : 20130807 0001085146-13-001310.hdr.sgml : 20130807 20130807104153 ACCESSION NUMBER: 0001085146-13-001310 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130807 DATE AS OF CHANGE: 20130807 EFFECTIVENESS DATE: 20130807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MACKAY SHIELDS LLC CENTRAL INDEX KEY: 0000061227 IRS NUMBER: 134080466 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00046 FILM NUMBER: 131016246 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-758-5400 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: MACKAY SHIELDS FINANCIAL CORP DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000061227 XXXXXXXX 06-30-2013 06-30-2013 MACKAY SHIELDS LLC

9 WEST 57TH STREET 33RD FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-00046 N Rene A. Bustamante (212) 230-3811 /s/ Rene A. Bustamante New York NY 08-01-2013 5 142 1875421 false 01 0001133639 028-06325 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 02 0000861177 028-02682 UBS GLOBAL ASSET MANAGEMENT AMERICAS INC 03 0001409728 028-12567 Mercer Investment Management, Inc. 04 0001125816 028-06487 FIRST TRUST ADVISORS LP 05 0001520351 028-14465 Mercer Trust Co INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AFFILIATED MANAGERS GROUPNOTE 3.950% 8/1008252AL284226535000PRNSOLE 653500000AFFILIATED MANAGERS GROUPNOTE 3.950% 8/1008252AL286000PRNOTR1600000AIRTRAN HLDGS INCNOTE 5.250%11/000949PAD01440810084000PRNOTR191870008970000AKORN INCNOTE 3.500% 6/0009728AB2124967449000PRNOTR1204900054000000ALCOA INCNOTE 5.250% 3/1013817AT813281045000PRNOTR19290001160000ALLEGHENY TECHNOLOGIES INCNOTE 4.250% 6/001741RAD42064419986000PRNOTR1147650004950000271000ALPHA NATURAL RESOURCES INCNOTE 2.375% 4/102076XAA0339371000PRNOTR103710000ALZA CORPSDCV 7/202261WAB589937605000PRNSOLE 760500000APACHE CORPPFD CONV SER 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